Form 4 for SIEB SIEBERT FINANCIAL CORP

Accepted 2025-06-12 00:00:00 ET · period of report 2025-06-11 · accession 0001213900-25-053962 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2025-06-12	2025-06-11	SIEB	Gebbia John M.	Member of 10% owner group	J - Other	$0.00	+300.0K	490.0K	+158%	$0
	2025-06-12	2025-06-11	SIEB	Gebbia John M.	Member of 10% owner group	J - Other	$0.00	-100.0K	1.92M	-5%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $0.01 par value per share	2025-06-11	J	A	300,000	$0.00	490,000	I	—	—
2	Common	Common Stock, $0.01 par value per share	2025-06-11	J	D	100,000	$0.00	1,924,891	D See Footnote	—	—	(F1) The Reporting Person transferred 100,000 shares of Issuer common stock to a company owned and controlled by various family members, which resulted in a 100,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock. (F2) Various family members transferred in aggregate 300,000 shares of Issuer common stock to a company owned and controlled by such family members, which resulted in a 300,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. Various family members included in the Reporting Person's indirect ownership own 490,000 shares of Issuer common stock, of which 300,000 of these shares are owned by a company owned and controlled by various family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.