Form 4 for AXIN Axiom Intelligence Acquisition Corp 1

Accepted 2025-06-24 00:00:00 ET · period of report 2025-06-20 · accession 0001213900-25-057414 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2025-06-24	2025-06-20	AXIN	Axiom Intelligence Holdings 1 LLC	10%	P - Purchase	$10.00	+400.0K	400.0K	New	+$4.00M
D	2025-06-24	2025-06-20	AXIN	Axiom Intelligence Holdings 1 LLC	10%	J - Other	$0.00	-41.7K	6.67M	-0.6%	$0
D	2025-06-24	2025-06-20	AXIN	Axiom Intelligence Holdings 1 LLC	10%	P - Purchase	—	+400.0K	400.0K	New	—

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Ordinary Shares	2025-06-20	P	A	400,000	$10.00	400,000	D	—	—	(F1) Reflects the 400,000 Class A ordinary shares of Axiom Intelligence Acquisition Corp 1 (the "Issuer") that are included in the 400,000 private placement units of the Issuer purchased by Axiom Intelligence Holdings 1 LLC (the "Sponsor") on June 20, 2025. Each private placement unit was purchased for $10 per unit and consists of one Class A ordinary share and one right to receive one-tenth (1/10) of one Class A ordinary share upon consummation of the Issuer's initial business combination, as described in the registration statement on Form S-1 (File No. 333-287279) (the "Registration Statement"). (F2) The Sponsor is the record holder of such securities. The managing members of the Sponsor are Mr. Richard H. Dodd, our Executive Chairman of the Board, and Mr. Douglas Ward, our Chief Executive Officer, who hold voting and investment discretion with respect to the securities held of record by the Sponsor. As such, Mr. Dodd and Mr. Ward may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Mr. Dodd and Mr. Ward disclaim any beneficial ownership except to the extent of their pecuniary interest therein.
2	Derivative	Class B Ordinary Shares	2025-06-20	J	D	41,666	$0.00	6,666,667	D	— · — to —	41,666 Class A ordinary shares	(F4) As described in the Registration Statement under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date. (F2) The Sponsor is the record holder of such securities. The managing members of the Sponsor are Mr. Richard H. Dodd, our Executive Chairman of the Board, and Mr. Douglas Ward, our Chief Executive Officer, who hold voting and investment discretion with respect to the securities held of record by the Sponsor. As such, Mr. Dodd and Mr. Ward may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Mr. Dodd and Mr. Ward disclaim any beneficial ownership except to the extent of their pecuniary interest therein.
3	Derivative	Rights to receive Class A Ordinary Shares	2025-06-20	P	A	400,000	—	400,000	D	— · — to —	40,000 Class A ordinary shares	(F3) Represents the 40,000 Class A ordinary shares which may be acquired by the Sponsor upon the conversion of 400,000 rights (included in the Sponsor's private placement units) upon consummation of the registrant's initial business combination. As described in the Registration Statement under the heading "Description of Securities--Share Rights," each right will automatically convert into one-tenth (1/10) of one Class A ordinary share upon consummation of the Issuer's initial business combination, subject to certain adjustments described therein and have no expiration date. No fractional Class A ordinary shares will be issued upon conversion of such rights. (F2) The Sponsor is the record holder of such securities. The managing members of the Sponsor are Mr. Richard H. Dodd, our Executive Chairman of the Board, and Mr. Douglas Ward, our Chief Executive Officer, who hold voting and investment discretion with respect to the securities held of record by the Sponsor. As such, Mr. Dodd and Mr. Ward may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Mr. Dodd and Mr. Ward disclaim any beneficial ownership except to the extent of their pecuniary interest therein.