Form 4/A for FRMM FORUM MARKETS Inc

Accepted 2025-06-30 00:00:00 ET · period of report 2025-06-17 · accession 0001213900-25-059797 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DA	2025-06-30	2025-06-17	FRMM	Smith Ryan Lewis	Dir	A - Grant	$0.00	+102.2K	167.2K	+157%	$0
DA	2025-06-30	2025-06-17	FRMM	Smith Ryan Lewis	Dir	A - Grant	$0.00	+255.0K	255.0K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2025-06-17	A	A	102,181	$0.00	167,181	D	—	—	(F1) Represents restricted stock shares subject to time-based vesting, which vest at the rate of 1/2 of such shares on each of December 17, 2025 and June 17, 2026, subject to the recipient's continued service to the Issuer. Issued under the Issuer's 2022 Equity Compensation Plan (the "Equity Plan"). (F2) Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer.
2	Derivative	Non-Qualified Stock Option (right to buy)	2025-06-17	A	A	255,000	$0.00	255,000	D	$0.93 · — to 2035-06-17	255,000 Common Stock	(F2) Issued to the Reporting Person in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer. (F3) The options vest 1/2 on each of December 17, 2025 and June 17, 2026, subject to the recipient's continued service to the Issuer. Issued under the Issuer's 2025 Option Incentive Plan. The 2025 Option Incentive Plan is subject to stockholder approval and (i) no options can be exercised prior to obtaining stockholder approval for such plan, and (ii) the outstanding options will be cancelled, if stockholder approval is not obtained.