Form 4 for SIEB SIEBERT FINANCIAL CORP
Accepted 2025-07-30 00:00:00 ET · period of report 2025-07-28 · accession 0001213900-25-069042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-07-30 | 2025-07-28 | SIEB | ZABATTA CHARLES | Dir | G - Gift | $0.00 | -180.0K | 20.0K | -90% | $0 | |
| I | 2025-07-30 | 2025-07-28 | SIEB | ZABATTA CHARLES | Dir | G - Gift | $0.00 | +180.0K | 530.4K | +51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share | 2025-07-28 | G | D | 180,000 | $0.00 | 20,000 | D See Footnote | — | — | (F1) The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock. (F2) The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 530,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
| 2 | Common | Common Stock, $0.01 par value per share | 2025-07-28 | G | A | 180,000 | $0.00 | 530,439 | I | — | — |