Form 4/A for ALMU Aeluma, Inc.
Accepted 2025-09-09 00:00:00 ET · period of report 2025-08-14 · accession 0001213900-25-086275 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2025-09-09 | 2025-07-01 | ALMU | Klamkin Jonathan | CEO, Dir, 10% | J - Other | $16.37 | +2,403 | 1.63M | +0.1% | +$39.3K |
| DA | 2025-09-09 | 2025-08-14 | ALMU | Klamkin Jonathan | CEO, Dir, 10% | S - Sale | $18.85 | -150.0K | 1.48M | -9% | -$2.83M |
| DA | 2025-09-09 | 2025-07-01 | ALMU | Klamkin Jonathan | CEO, Dir, 10% | J - Other | $16.37 | +6,253 | 326.3K | +2% | +$102.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-01 | J | A | 2,403 | $16.37 | 1,629,398 | D | — | — | (F1) Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents the contingent right to receive one share of Common Stock of the Issuer upon vesting of the RSU. |
| 2 | Common | Common Stock | 2025-08-14 | S | D | 150,000 | $18.85 | 1,479,398 | D | — | — | (F3) This amendment is being filed solely to remove and correct the reference to a Rule 10b5-1 trading plan and uncheck the box on the cover page relating to same. The shares were sold pursuant to a "non-10b5-1 trading arrangement," as defined in Item 408(c) of Regulation S-K of the Exchange Act and has been terminated. (F4) These shares were sold in multiple transactions at prices ranging from $18.84520 to $18.85230. The price reported above reflects the weighted average sale price. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Stock Option | 2025-07-01 | J | A | 6,253 | $16.37 | 326,253 | D | $16.37 · 2025-07-01 to 2035-07-01 | 6,253 Common Stock |