Form 4 for DFNS T3 Defense Inc.
Accepted 2025-10-10 00:00:00 ET · period of report 2025-10-08 · accession 0001213900-25-098218 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-10-10 | 2025-10-08+ | DFNS | Kotaieva Anastasiia | Dir, 10% | P - Purchase | — | +1.38M | 587.5K | New | — |
| DI | 2025-10-10 | 2025-10-07 | DFNS | Kotaieva Anastasiia | Dir, 10% | P - Purchase | $0.00 | +1.00M | 1.50M | +199% | $0 |
| DMI | 2025-10-10 | 2025-10-08+ | DFNS | Kotaieva Anastasiia | Dir, 10% | X - OptEx | — | -1.50M | 1.35M | -53% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value per share | 2025-10-09 | P | A | 259,864 | — | 847,384 | I See Footnote | — | — | (F2) Shares issued upon exercise (on a cashless basis) of a warrant issued in November 2024 to X Group Family of Funds Limited Partnership for 351,424 shares. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership. |
| 2 | Common | Common Stock, $0.0001 par value per share | 2025-10-09 | P | A | 999,989 | — | 1,847,373 | I See Footnote | — | — | (F3) Shares issued upon exercise (on a cashless basis) of a pre-funded warrant issued in August 2025 to an unrelated third party for a total of 1,702,088 shares and assigned on October 7, 2025 to X Group Family of Funds Limited Partnership. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership. |
| 3 | Common | Common Stock, $0.0001 par value per share | 2025-10-08 | P | A | 117,568 | — | 587,520 | I See Footnote | — | — | (F1) Shares issued upon exercise (on a cashless basis) of a warrant issued in June 2024 to X Group Family of Funds Limited Partnership for 150,000 shares (after giving effect to a reverse split implemented in October 2024). Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership. |
| 4 | Derivative | Warrant | 2025-10-07 | P | A | 1,000,000 | $0.00 | 1,501,424 | I See Footnote 3 | $0.00 · 2025-10-07 to 2030-08-11 | 1,000,000 Common | |
| 5 | Derivative | Warrant | 2025-10-09 | X | D | 351,424 | — | 1,000,000 | I See Footnote 2 | $2.41 · 2024-11-08 to 2029-11-08 | 351,424 Common | (F2) Shares issued upon exercise (on a cashless basis) of a warrant issued in November 2024 to X Group Family of Funds Limited Partnership for 351,424 shares. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership. |
| 6 | Derivative | Warrant | 2025-10-09 | X | D | 1,000,000 | — | 0 | I See Footnote 3 | $0.00 · 2025-08-11 to 2030-08-11 | 1,000,000 Common | (F3) Shares issued upon exercise (on a cashless basis) of a pre-funded warrant issued in August 2025 to an unrelated third party for a total of 1,702,088 shares and assigned on October 7, 2025 to X Group Family of Funds Limited Partnership. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership. |
| 7 | Derivative | Warrant | 2025-10-08 | X | D | 150,000 | — | 1,351,424 | I See Footnote 1 | $2.00 · 2024-06-11 to 2029-06-11 | 150,000 Common | (F1) Shares issued upon exercise (on a cashless basis) of a warrant issued in June 2024 to X Group Family of Funds Limited Partnership for 150,000 shares (after giving effect to a reverse split implemented in October 2024). Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership. |