Form 4 for FRMM FORUM MARKETS Inc
Accepted 2025-11-14 00:00:00 ET · period of report 2025-11-12 · accession 0001213900-25-111051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-11-14 | 2025-11-14 | FRMM | New Jason Griffin | Dir | G - Gift | $0.00 | -218.5K | 492.2K | -31% | $0 | |
| I | 2025-11-14 | 2025-11-14 | FRMM | New Jason Griffin | Dir | G - Gift | $0.00 | +218.5K | 218.5K | New | $0 |
| 2025-11-14 | 2025-11-12 | FRMM | New Jason Griffin | Dir | F - Tax | $0.00 | -257.8K | 711.4K | -27% | $0 | |
| 2025-11-14 | 2025-11-12 | FRMM | New Jason Griffin | Dir | A - Grant | $0.00 | +952.5K | 952.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-14 | G | D | 218,456 | $0.00 | 492,250 | D | — | — | |
| 2 | Common | Common Stock | 2025-11-14 | G | A | 218,456 | $0.00 | 218,456 | I | — | — | |
| 3 | Common | Common Stock | 2025-11-12 | F | D | 257,794 | $0.00 | 711,424 | D | — | — | (F3) A total of 257,794 shares of common stock awarded to the Reporting Person by the Issuer were withheld by the Issuer to satisfy tax withholding obligations in connection with the award of an aggregate of 476,250 fully-vested shares of common stock to the Reporting Person on November 12, 2025 (see Footnote 1). |
| 4 | Common | Common Stock | 2025-11-12 | A | A | 952,500 | $0.00 | 952,500 | D By New Island Advisors LLC | — | — | (F1) 476,250 shares vested on the grant date and 476,250 shares vest on January 2, 2026. (F2) Issued in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer. (F5) The Reporting Person is the founder and managing partner of New Island Advisors LLC, and therefore deemed to beneficially own the securities held by such entity. Mr. New disclaims beneficial ownership of the securities owned directly by New Island Advisors LLC, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |