Form 4 for PED PEDEVCO CORP
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-27 · accession 0001213900-26-023032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-03-03 | 2026-02-27 | PED | Geiser Edward | Dir, 10% | J - Other | $0.00 | +133.84M | 137.03M | +4,193% | $0 |
| D | 2026-03-03 | 2026-02-27 | PED | Geiser Edward | Dir, 10% | A - Grant | $0.00 | +197.5K | 137.23M | +0.1% | $0 |
| DI | 2026-03-03 | 2026-02-27 | PED | Geiser Edward | Dir, 10% | C - Cnv Deriv | — | +140.23M | 140.42M | +71,414% | — |
| D | 2026-03-03 | 2026-02-27 | PED | Geiser Edward | Dir, 10% | J - Other | $0.00 | -197.5K | 137.23M | -0.1% | $0 |
| DI | 2026-03-03 | 2026-02-27 | PED | Geiser Edward | Dir, 10% | C - Cnv Deriv | $0.00 | -14.02M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-27 | J | A | 137,231,404 | $0.00 | 137,231,404 | I | — | — | |
| 2 | Common | Common Stock | 2026-02-27 | A | A | 197,482 | $0.00 | 137,231,404 | D See Footnote | — | — | (F5) The shares of restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of February 27, 2026; (ii) 25% on the six (6) month anniversary of February 27, 2026; (iii) 25% on the nine (9) month anniversary of February 27, 2026; and (iv) 25% on the twelve (12) month anniversary of February 27, 2026, subject to the Reporting Person's continued service on the Board (defined below) on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3. (F6) Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer (the "Board"). (F3) As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
| 3 | Common | Common Stock | 2026-02-27 | C | A | 140,227,280 | — | 140,423,639 | I See Footnote | — | — | (F1) On the Automatic Conversion Date, the Convertible Series A Preferred Stock converted into common stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1. (F3) As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. (F2) Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings"), Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), J PED, LLC ("Fund IV Holdings"), NPR Partners PED Holdings, LLC ("NPR Partners Holdings") and North Peak Partners PED Holdings, LLC ("North Peak Partners Holdings"). |
| 4 | Common | Common Stock | 2026-02-27 | J | D | 3,389,717 | $0.00 | 137,033,922 | I See Footnote | — | — | (F3) As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
| 5 | Common | Common Stock | 2026-02-27 | J | D | 197,482 | $0.00 | 137,231,404 | D | — | — | |
| 6 | Derivative | Series A Convertible Preferred Stock | 2026-02-27 | C | D | 14,022,728 | $0.00 | 0 | I See Footnote | — · — to — | 140,227,280 Common Stock | (F3) As the indirect, sole owner of the general partners of (i) Juniper Capital II, L.P., an investment fund that wholly owns and controls Fund II Holdings, (ii) Juniper Capital III, L.P., an investment fund that wholly owns and controls Fund III Holdings, (iii) Juniper Capital IV, L.P., an investment fund that wholly owns and controls Fund IV Holdings, (iv) Juniper NPR Partners, L.P., an investment fund that wholly owns and controls NPR Partners Holdings, and (iv) Juniper North Peak Partners, an investment fund that wholly owns and controls North Peak Partners, the Reporting Person may be deemed to have voting and dispositive power over the securities held by Fund II Holdings, Fund III Holdings, Fund IV Holdings, NPR Partners Holdings and North Peak Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. (F2) Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings"), Juniper Capital III PED Holdings, LLC ("Fund III Holdings"), J PED, LLC ("Fund IV Holdings"), NPR Partners PED Holdings, LLC ("NPR Partners Holdings") and North Peak Partners PED Holdings, LLC ("North Peak Partners Holdings"). (F8) The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026. |