Form 4 for PED PEDEVCO CORP
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-27 · accession 0001213900-26-023045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-03-03 | 2026-02-27 | PED | Juniper Capital II GP, L.P. | 10% | J - Other | $0.00 | -3.19M | 34.47M | -8% | $0 |
| DI | 2026-03-03 | 2026-02-27 | PED | Juniper Capital II GP, L.P. | 10% | C - Cnv Deriv | — | +37.66M | 37.71M | +76,237% | — |
| DI | 2026-03-03 | 2026-02-27 | PED | Juniper Capital II GP, L.P. | 10% | C - Cnv Deriv | $0.00 | -3.77M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-27 | J | A | 49,679 | $0.00 | 34,522,180 | I See footnote | — | — | (F5) The shares of restricted Common Stock were issued to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan and are subject to forfeiture. The shares vest at the rate of (i) 25% of the shares on the three (3) month anniversary of February 27, 2026; (ii) 25% on the six (6) month anniversary of February 27, 2026; (iii) 25% on the nine (9) month anniversary of February 27, 2026; and (iv) 25% on the twelve (12) month anniversary of February 27, 2026, subject to the Reporting Person's continued service on the Board on such vesting dates, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and an affiliate of the Reporting Person. Exempt from Section 16(b) pursuant to Rule 16b-3. (F2) Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings") and NPR Partners PED Holdings, LLC ("NPR Partners Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund II Holdings, and (ii) Juniper NPR Partners, L.P., a Delaware limited partnership and investment fund that wholly owns and controls NPR Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
| 2 | Common | Common Stock | 2026-02-27 | J | D | 3,235,117 | $0.00 | 34,472,501 | I See footnote | — | — | (F2) Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings") and NPR Partners PED Holdings, LLC ("NPR Partners Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund II Holdings, and (ii) Juniper NPR Partners, L.P., a Delaware limited partnership and investment fund that wholly owns and controls NPR Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
| 3 | Common | Common Stock | 2026-02-27 | C | A | 37,658,222 | — | 37,707,618 | I See footnote | — | — | (F1) On the Automatic Conversion Date (defined below), the Convertible Series A Preferred Stock converted into Common Stock of the Issuer automatically pursuant to its terms based on a conversion ratio of 10-for-1. (F2) Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings") and NPR Partners PED Holdings, LLC ("NPR Partners Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund II Holdings, and (ii) Juniper NPR Partners, L.P., a Delaware limited partnership and investment fund that wholly owns and controls NPR Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. |
| 4 | Derivative | Series A Convertible Preferred Stock | 2026-02-27 | C | D | 3,765,822.20 | $0.00 | 0 | I See footnote | — · — to — | 37,658,222 Common Stock | (F2) Prior to the Automatic Conversion Date, the shares of Series A Convertible Preferred Stock were held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). On the Automatic Conversion Date, the shares of Common Stock were issued to affiliates of NPOG and COG including Juniper Capital II PED Holdings, LLC ("Fund II Holdings") and NPR Partners PED Holdings, LLC ("NPR Partners Holdings"). The Reporting Person may be deemed to have voting and dispositive power over such securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., a Delaware limited partnership and investment fund that wholly owns and controls Fund II Holdings, and (ii) Juniper NPR Partners, L.P., a Delaware limited partnership and investment fund that wholly owns and controls NPR Partners Holdings. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. (F6) The Convertible Series A Preferred Stock was not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025, which Automatic Conversion Date was February 27, 2026. |