Form 4 for XXI Twenty One Capital, Inc.
Accepted 2026-04-13 16:15:05 ET · period of report 2026-04-09 · accession 0001213900-26-042984 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-04-13 16:15 | 2026-04-09 | XXI | Mallers Jack | CEO, Dir | A - Grant | $0.1437 | +1.64M | 1.63M | New | +$236.2K |
| M | 2026-04-13 16:15 | 2026-04-09 | XXI | Mallers Jack | CEO, Dir | F - Tax | $6.64 | -130.3K | 1.51M | -8% | -$865.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2026-04-09 | A | A | 35,579 | $6.64 | 35,579 | D | — | — | (F1) Represents the part of the annual bonus payment for the fiscal year ended December 31, 2025 payable in the form of Class A common stock, representing $236,250 at a fair market value of $6.64 per share. |
| 2 | Common | Class A common stock | 2026-04-09 | F | D | 10,425 | $6.64 | 25,154 | D | — | — | (F2) Represents shares of Class A common stock withheld by the Issuer to satisfy tax withholding upon the grant of shares of Class A common stock or vesting of restricted stock units ("RSUs"), as applicable. |
| 3 | Common | Class A common stock | 2026-04-09 | A | A | 1,607,866 | $0.00 | 1,633,020 | D | — | — | (F3) Represents a grant of RSUs, which vest as follows: (a) 321,573 RSUs vested as of April 1, 2026, and (b) the remaining 1,286,293 RSUs will vest quarterly in equal tranches over the subsequent four years. Each RSU represents a contingent right to receive one share of Class A common stock. |
| 4 | Common | Class A common stock | 2026-04-09 | F | D | 119,867 | $6.64 | 1,513,513 | D | — | — | (F2) Represents shares of Class A common stock withheld by the Issuer to satisfy tax withholding upon the grant of shares of Class A common stock or vesting of restricted stock units ("RSUs"), as applicable. |