Form 4 for NTHI NEONC TECHNOLOGIES HOLDINGS, INC.
Accepted 2026-04-13 18:15:06 ET · period of report 2026-03-01 · accession 0001213900-26-043112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-13 18:15 | 2026-03-01 | NTHI | SUH, DAVID JR. | CAO | A - Grant | — | +111.7K | 111.7K | New | — |
| D | 2026-04-13 18:15 | 2026-04-09 | NTHI | SUH, DAVID JR. | CAO | P - Purchase | $5.00 | +200 | 111.9K | +0.2% | +$1,000 |
| D | 2026-04-13 18:15 | 2026-03-01 | NTHI | SUH, DAVID JR. | CAO | A - Grant | — | +58.3K | 58.3K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-01 | A | A | 111,666 | — | 111,666 | D | — | — | (F1) Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). (F2) Reporting Person was granted an aggregate 170,000 shares of restricted common stock (the "Shares") pursuant to the Plan on March 1, 2026. Of such Shares, 53,333 shares vested on March 1, 2026, and 58,333 shares will vest on the one-year anniversary of the grant. The balance of the Shares are performance based. See footnote 4. (F3) Not applicable. |
| 2 | Common | Common Stock | 2026-04-09 | P | A | 200 | $5.00 | 111,866 | D | — | — | |
| 3 | Derivative | Common Stock | 2026-03-01 | A | A | 58,334 | — | 58,334 | D | — · — to — | 58,334 Common Stock | (F1) Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). (F3) Not applicable. (F4) Performance based restricted common stock granted pursuant to the Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as set forth in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. See also footnote 2. (F3) Not applicable. (F5) See footnote 3. (F5) See footnote 3. (F6) This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein. (F6) This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein. |