Form 4 for DDC DDC Enterprise Ltd
Accepted 2026-04-30 07:19:33 ET · period of report 2026-03-20 · accession 0001213900-26-049702 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-04-30 07:19 | 2026-03-20+ | DDC | Chu Norma Ka Yin | CEO, Dir, 10% | X - OptEx | $0.16 | +4.24M | 5.48M | +342% | +$677.9K |
| DM | 2026-04-30 07:19 | 2026-03-20+ | DDC | Chu Norma Ka Yin | CEO, Dir, 10% | X - OptEx | $0.16 | -4.50M | 0 | -100% | -$720.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2026-03-20 | X | A | 1,623,767 | $0.16 | 2,863,245 | D | — | — | (F1) On March 20, 2026, the reporting person exercised an aggregate of 1,700,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 1,623,767 Class A Ordinary Shares was issued to the reporting person. (F1) On March 20, 2026, the reporting person exercised an aggregate of 1,700,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 1,623,767 Class A Ordinary Shares was issued to the reporting person. |
| 2 | Common | Class A Ordinary Shares | 2026-04-28 | X | A | 2,613,333 | $0.16 | 5,476,578 | D | — | — | (F2) On April 28, 2026, the reporting person exercised an aggregate of 2,800,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 2,613,333 Class A Ordinary Shares was issued to the reporting person. (F2) On April 28, 2026, the reporting person exercised an aggregate of 2,800,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 2,613,333 Class A Ordinary Shares was issued to the reporting person. |
| 3 | Derivative | Warrants | 2026-03-20 | X | D | 800,000 | $0.16 | 0 | D | $0.16 · 2025-06-30 to 2035-06-12 | 800,000 Class A Ordinary Shares | (F1) On March 20, 2026, the reporting person exercised an aggregate of 1,700,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 1,623,767 Class A Ordinary Shares was issued to the reporting person. (F1) On March 20, 2026, the reporting person exercised an aggregate of 1,700,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 1,623,767 Class A Ordinary Shares was issued to the reporting person. (F1) On March 20, 2026, the reporting person exercised an aggregate of 1,700,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 1,623,767 Class A Ordinary Shares was issued to the reporting person. |
| 4 | Derivative | Warrants | 2026-03-20 | X | D | 900,000 | $0.16 | 0 | D | $0.16 · 2025-12-30 to 2035-09-29 | 900,000 Class A Ordinary Shares | (F1) On March 20, 2026, the reporting person exercised an aggregate of 1,700,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 1,623,767 Class A Ordinary Shares was issued to the reporting person. (F1) On March 20, 2026, the reporting person exercised an aggregate of 1,700,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 1,623,767 Class A Ordinary Shares was issued to the reporting person. (F1) On March 20, 2026, the reporting person exercised an aggregate of 1,700,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 1,623,767 Class A Ordinary Shares was issued to the reporting person. |
| 5 | Derivative | Warrants | 2026-04-28 | X | D | 2,800,000 | $0.16 | 0 | D | $0.16 · 2026-03-16 to 2035-12-30 | 2,800,000 Class A Ordinary Shares | (F2) On April 28, 2026, the reporting person exercised an aggregate of 2,800,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 2,613,333 Class A Ordinary Shares was issued to the reporting person. (F2) On April 28, 2026, the reporting person exercised an aggregate of 2,800,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 2,613,333 Class A Ordinary Shares was issued to the reporting person. (F2) On April 28, 2026, the reporting person exercised an aggregate of 2,800,000 warrants pursuant to the exercise notice at the exercise price of $0.16 per share. The reporting person elected to satisfy the aggregate exercise price through a cashless exercise, pursuant to which a net of 2,613,333 Class A Ordinary Shares was issued to the reporting person. |