Form 4 for KRT Karat Packaging Inc.
Accepted 2026-05-14 21:28:22 ET · period of report 2026-03-11 · accession 0001213900-26-057053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-14 21:28 | 2026-05-12 | KRT | Yu Alan | CEO, Dir, 10% | M - OptEx | — | +8,000 | 6.10M | +0.1% | — |
| D | 2026-05-14 21:28 | 2026-03-11 | KRT | Yu Alan | CEO, Dir, 10% | A - Grant | $0.00 | +32.0K | 32.0K | New | $0 |
| D | 2026-05-14 21:28 | 2026-05-12 | KRT | Yu Alan | CEO, Dir, 10% | M - OptEx | $0.00 | -8,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-12 | M | A | 8,000 | — | 6,099,305 | D | — | — | (F1) Represents shares of Karat Packaging Inc.'s common stock received upon the vesting of restricted stock units ("RSUs"). |
| 2 | Derivative | Restricted Stock Units | 2026-03-11 | A | A | 32,000 | $0.00 | 32,000 | D | — · — to — | 32,000 Common Stock | (F2) The RSUs convert into common stock on a one-for-one basis. (F3) On March 11, 2026, the reporting person was granted 32,000 RSUs. These RSUs vest in two equal, annual installments beginning on March 10, 2027. (F3) On March 11, 2026, the reporting person was granted 32,000 RSUs. These RSUs vest in two equal, annual installments beginning on March 10, 2027. |
| 3 | Derivative | Restricted Stock Units | 2026-05-12 | M | D | 8,000 | $0.00 | 0 | D | — · — to — | 8,000 Common Stock | (F2) The RSUs convert into common stock on a one-for-one basis. (F4) On March 12, 2024, the reporting person was granted 24,000 RSUs. These RSUs were scheduled to vest in three equal, annual installments beginning on May 12, 2024. (F4) On March 12, 2024, the reporting person was granted 24,000 RSUs. These RSUs were scheduled to vest in three equal, annual installments beginning on May 12, 2024. |