Form 4 for LVO LiveOne, Inc.
Accepted 2026-07-01 19:51:23 ET · period of report 2026-06-29 · accession 0001213900-26-074507 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-07-01 19:51 | 2026-06-29 | LVO | Solomon Kenneth A | Dir | M - OptEx | — | +41.4K | 48.8K | +564% | — |
| DM | 2026-07-01 19:51 | 2026-06-29 | LVO | Solomon Kenneth A | Dir | M - OptEx | $0.00 | -41.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2026-06-29 | M | A | 3,279 | — | 10,632 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis. |
| 2 | Common | Common Stock, $0.001 par value | 2026-06-29 | M | A | 9,523 | — | 20,155 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis. |
| 3 | Common | Common Stock, $0.001 par value | 2026-06-29 | M | A | 6,369 | — | 26,524 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis. |
| 4 | Common | Common Stock, $0.001 par value | 2026-06-29 | M | A | 22,266 | — | 48,790 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Units | 2026-06-29 | M | D | 3,279 | $0.00 | 0 | D | — · — to — | 3,279 Common Stock, $0.001 par value | (F1) Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis. (F2) Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2020 to September 30, 2021. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the 1-for-10 reverse stock split of the Issuer's issued and outstanding shares of Common Stock completed on September 26, 2025 (the "Reverse Split"). (F2) Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2020 to September 30, 2021. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the 1-for-10 reverse stock split of the Issuer's issued and outstanding shares of Common Stock completed on September 26, 2025 (the "Reverse Split"). |
| 6 | Derivative | Restricted Stock Units | 2026-06-29 | M | D | 9,523 | $0.00 | 0 | D | — · — to — | 9,523 Common Stock, $0.001 par value | (F1) Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis. (F3) Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2021 to September 30, 2023. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split. (F3) Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2021 to September 30, 2023. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split. |
| 7 | Derivative | Restricted Stock Units | 2026-06-29 | M | D | 6,369 | $0.00 | 0 | D | — · — to — | 6,369 Common Stock, $0.001 par value | (F1) Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis. (F4) Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split. (F4) Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split. |
| 8 | Derivative | Restricted Stock Units | 2026-06-29 | M | D | 22,266 | $0.00 | 0 | D | — · — to — | 22,266 Common Stock, $0.001 par value | (F1) Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis. (F5) Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. (F5) Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock. |