Form 4 for PAL Proficient Auto Logistics, Inc
Accepted 2026-08-21 16:01:07 ET · period of report 2026-08-14 · accession 0001213900-26-092588 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-08-21 16:01 | 2026-08-14 | PAL | Rice Amy F. | Pres, COO | M - OptEx | $0.00 | +21.6K | 39.9K | +117% | $0 |
| D | 2026-08-21 16:01 | 2026-08-19 | PAL | Rice Amy F. | Pres, COO | S - Sale+OE | $5.61 | -5,808 | 34.1K | -15% | -$32.6K |
| D | 2026-08-21 16:01 | 2026-08-14 | PAL | Rice Amy F. | Pres, COO | M - OptEx | $0.00 | +21.6K | 21.6K | +2,155,500% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-14 | M | A | 21,555 | $0.00 | 39,940 | D | — | — | |
| 2 | Common | Common Stock | 2026-08-19 | S | D | 5,808 | $5.61 | 34,132 | D | — | — | (F1) The Reporting Person sold 5,808 shares of the Issuer's common stock upon the vesting of restricted stock units solely to satisfy tax withholding obligations incurred upon vesting. This transaction was executed in multiple trades at prices ranging from $5.54 to $5.65, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. (F1) The Reporting Person sold 5,808 shares of the Issuer's common stock upon the vesting of restricted stock units solely to satisfy tax withholding obligations incurred upon vesting. This transaction was executed in multiple trades at prices ranging from $5.54 to $5.65, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 3 | Derivative | Restricted Stock Units | 2026-08-14 | M | A | 21,555 | $0.00 | 21,556 | D | — · — to — | 21,555 Common Stock | (F2) Represents restricted stock units that vest in equal installments on each of August 14, 2025, 2026 and 2027. These restricted stock units convert into common stock on a one-to-one basis. (F2) Represents restricted stock units that vest in equal installments on each of August 14, 2025, 2026 and 2027. These restricted stock units convert into common stock on a one-to-one basis. (F2) Represents restricted stock units that vest in equal installments on each of August 14, 2025, 2026 and 2027. These restricted stock units convert into common stock on a one-to-one basis. |