Form 4 for DRK DarkHorse Technologies Inc.
Accepted 2026-09-10 16:15:23 ET · period of report 2026-09-08 · accession 0001213900-26-098802 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-10 16:15 | 2026-09-08 | DRK | Block Joel M | CEO, Dir | A - Grant | $3.00 | +166.7K | 1.03M | +19% | +$500.0K |
| D | 2026-09-10 16:15 | 2026-09-08 | DRK | Block Joel M | CEO, Dir | A - Grant | — | +166.7K | 166.7K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-09-08 | A | A | 166,666 | $3.00 | 1,029,476 | D | — | — | (F1) On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026. (F2) The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share. (F3) Includes unvested restricted stock units. |
| 2 | Derivative | Warrants | 2026-09-08 | A | A | 166,666 | — | 166,666 | D | $3.50 · 2026-09-11 to 2031-09-11 | 166,666 Common Shares | (F1) On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026. (F2) The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share. |