Form 4 for PLMR Palomar Holdings, Inc.
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-30 · accession 0001214659-21-007148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-01 | 2021-06-30 | PLMR | Uchida T Christopher | CFO | S - Sale+OE | $75.57 | -2,100 | 33.3K | -6% | -$158.7K |
| D | 2021-07-01 | 2021-06-30 | PLMR | Uchida T Christopher | CFO | M - OptEx | $15.00 | +1,500 | 35.4K | +4% | +$22.5K |
| D | 2021-07-01 | 2021-06-30 | PLMR | Uchida T Christopher | CFO | M - OptEx | $0.00 | -1,500 | 25.7K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-30 | S | D | 184 | $76.33 | 33,892 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $75.88 (weighted average of $75.4875), inclusive; $76.21 to $76.49 (weighted average of $76.3340), inclusive; $75.45 to $75.64 (weighted average of $75.5225), inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F4) Includes 1,194 shares of Common Stock purchased pursuant to the Palomar Holdings, Inc. 2019 Employee Stock Purchase Plan (ESPP). |
| 2 | Common | Common Stock | 2021-06-30 | S | D | 1,316 | $75.49 | 34,076 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $75.88 (weighted average of $75.4875), inclusive; $76.21 to $76.49 (weighted average of $76.3340), inclusive; $75.45 to $75.64 (weighted average of $75.5225), inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F4) Includes 1,194 shares of Common Stock purchased pursuant to the Palomar Holdings, Inc. 2019 Employee Stock Purchase Plan (ESPP). |
| 3 | Common | Common Stock | 2021-06-30 | M | A | 1,500 | $15.00 | 35,392 | D | — | — | (F4) Includes 1,194 shares of Common Stock purchased pursuant to the Palomar Holdings, Inc. 2019 Employee Stock Purchase Plan (ESPP). |
| 4 | Common | Common Stock | 2021-06-30 | S | D | 600 | $75.52 | 33,292 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $75.88 (weighted average of $75.4875), inclusive; $76.21 to $76.49 (weighted average of $76.3340), inclusive; $75.45 to $75.64 (weighted average of $75.5225), inclusive. The Reporting Person undertakes to provide to Palomar Holdings, Inc., any security holder of Palomar Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. (F4) Includes 1,194 shares of Common Stock purchased pursuant to the Palomar Holdings, Inc. 2019 Employee Stock Purchase Plan (ESPP). |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-06-30 | M | D | 1,500 | $0.00 | 25,656 | D | $15.00 · — to 2029-04-16 | 1,500 Common Stock | (F2) Fifty percent (50%) of the option shares vest and become exercisable on April 16, 2020 and the remaining option shares vest and become exercisable in twelve (12) equal monthly installments thereafter. |