Form 4 for GPUS Hyperscale Data, Inc.
Accepted 2021-08-24 00:00:00 ET · period of report 2021-08-20 · accession 0001214659-21-008966 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-24 | 2021-08-20 | GPUS | SMITH ROBERT O | Dir | M - OptEx | $0.00 | +50.0K | 50.0K | New | $0 |
| DM | 2021-08-24 | 2021-08-20 | GPUS | SMITH ROBERT O | Dir | A - Grant | $0.00 | +200.0K | 50.0K | New | $0 |
| D | 2021-08-24 | 2021-08-20 | GPUS | SMITH ROBERT O | Dir | M - OptEx | $0.00 | -50.0K | 50.0K | -50% | $0 |
| D | 2021-08-24 | 2021-08-20 | GPUS | SMITH ROBERT O | Dir | D - Sale to Iss | — | -150.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-20 | M | A | 50,000 | $0.00 | 50,000 | D | — | — | |
| 2 | Derivative | Stock Options (Right to Buy) | 2021-08-20 | A | A | 150,000 | — | 150,000 | D | $2.55 · — to 2031-01-07 | 150,000 Common Stock | (F6) On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Mr. Smith on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |
| 3 | Derivative | Restricted Stock Grant | 2021-08-20 | A | A | 50,000 | $0.00 | 50,000 | D | — · — to 2023-11-15 | 50,000 Common Stock | (F3) Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. (F5) On January 8, 2021, Mr. Smith was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |
| 4 | Derivative | Restricted Stock Grant | 2021-08-20 | M | D | 50,000 | $0.00 | 50,000 | D | — · 2021-08-20 to 2021-11-15 | 50,000 Common Stock | (F3) Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. (F4) On November 2, 2020, Mr. Smith was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |
| 5 | Derivative | Stock Options (Right to Buy) | 2021-08-20 | D | D | 150,000 | — | 0 | D | $4.49 · — to 2031-01-07 | 150,000 Common Stock | (F6) On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Mr. Smith on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021. |