Form 4 for AQST Aquestive Therapeutics, Inc.

Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-26 · accession 0001214659-21-009051 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2021-08-27	2021-08-26	AQST	Kendall Keith J	CEO, Pres, Dir	G - Gift	—	+1,000	1,000	New	—
	2021-08-27	2021-08-26	AQST	Kendall Keith J	CEO, Pres, Dir	G - Gift	—	-1,000	636.1K	-0.2%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-26	G	A	1,000	—	1,000	I	—	—	(F1) On August 26, 2021, the reporting person gifted these shares to a Uniform Gift to Minors Act custodial account for the benefit of the reporting person's grandchild Anna Kendall, for no consideration and for which the reporting person is the custodian. The reporting person may be deemed to have acquired indirect beneficial ownership of such shares upon gifting them to the custodial account. The reporting person disclaims beneficial ownership of the shares held by his grandchild. (F2) Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
2	Common	Common Stock	2021-08-26	G	D	1,000	—	636,149	D Custodian of UTMA account for Anna Kendall	—	—	(F1) On August 26, 2021, the reporting person gifted these shares to a Uniform Gift to Minors Act custodial account for the benefit of the reporting person's grandchild Anna Kendall, for no consideration and for which the reporting person is the custodian. The reporting person may be deemed to have acquired indirect beneficial ownership of such shares upon gifting them to the custodial account. The reporting person disclaims beneficial ownership of the shares held by his grandchild. (F2) Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.