Form 4 for NG NOVAGOLD RESOURCES INC
Accepted 2021-11-04 00:00:00 ET · period of report 2021-11-03 · accession 0001214659-21-011138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-04 | 2021-11-03 | NG | MADHAVPEDDI KALIDAS V | Dir | S - Sale+OE | $7.48 | -11 | 76.3K | -0.0% | -$82.28 |
| D | 2021-11-04 | 2021-11-03 | NG | MADHAVPEDDI KALIDAS V | Dir | F - Tax | $7.48 | -54.2K | 76.3K | -42% | -$405.1K |
| D | 2021-11-04 | 2021-11-03 | NG | MADHAVPEDDI KALIDAS V | Dir | M - OptEx | $4.58 | +88.4K | 130.5K | +210% | +$404.9K |
| D | 2021-11-04 | 2021-11-03 | NG | MADHAVPEDDI KALIDAS V | Dir | J - Other | $0.00 | -34.2K | 42.1K | -45% | $0 |
| DI | 2021-11-04 | 2021-11-03 | NG | MADHAVPEDDI KALIDAS V | Dir | J - Other | $0.00 | +34.2K | 34.2K | New | $0 |
| D | 2021-11-04 | 2021-11-03 | NG | MADHAVPEDDI KALIDAS V | Dir | M - OptEx | $0.00 | -88.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-11-03 | S | D | 11 | $7.48 | 76,286 | D | — | — | |
| 2 | Common | Common Shares | 2021-11-03 | F | D | 54,164 | $7.48 | 76,297 | D | — | — | |
| 3 | Common | Common Shares | 2021-11-03 | M | A | 88,400 | $4.58 | 130,461 | D Azteca Consulting LLC | — | — | (F2) Shares held in an account owned by Azteca Consulting LLC, of which the Reporting Person and his spouse are the members. |
| 4 | Common | Common Shares | 2021-11-03 | J | D | 34,225 | $0.00 | 42,061 | D | — | — | |
| 5 | Common | Common Shares | 2021-11-03 | J | A | 34,225 | $0.00 | 34,225 | I | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-11-03 | M | D | 88,400 | $0.00 | 0 | D | $4.58 · — to 2021-11-30 | 88,400 Common Shares | (F1) These options were granted on December 1, 2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. |