Form 4 for GPUS Hyperscale Data, Inc.
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-24 · accession 0001214659-21-012341 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-29 | 2021-11-24+ | GPUS | Executive COB, Dir | P - Purchase | $1.88 | +4,000 | 149.4K | +3% | +$7,520 | |
| I | 2021-11-29 | 2021-11-24 | GPUS | Executive COB, Dir | P - Purchase | $1.91 | +155.0K | 5.41M | +3% | +$296.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-26 | P | A | 500 | $1.74 | 149,875 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-24 | P | A | 3,500 | $1.90 | 149,375 | D | — | — | (F3) The common stock was purchased in open market transactions on the transaction date, with a volume weighted average sale price of $1.9019. The range of sale prices on the transaction date was $1.8389 to $1.9284 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. |
| 3 | Common | Common Stock | 2021-11-24 | P | A | 155,000 | $1.91 | 5,405,000 | I By Ault Alpha LP | — | — | (F1) The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average sale price of $1.9091. The range of sale prices on the transaction date was $1.9087 to $1.9107 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. (F2) Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. |