Form 4 for IMAX IMAX CORP

Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001214659-21-012706 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-12-03	2021-12-01	IMAX	Tu Denny	CMO	M - OptEx	$0.00	+1,618	5,538	+41%	$0
D	2021-12-03	2021-12-01	IMAX	Tu Denny	CMO	F - Tax	$15.92	-560	4,978	-10%	-$8,915
D	2021-12-03	2021-12-01	IMAX	Tu Denny	CMO	M - OptEx	$0.00	-1,618	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	common shares	2021-12-01	M	A	1,618	$0.00	5,538	D	—	—	(F1) Represents the conversion upon vesting of restricted share units into common shares.
2	Common	common shares	2021-12-01	F	D	560	$15.92	4,978	D	—	—	(F2) Mr. Tu is reporting the withholding of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share units.
3	Derivative	restricted share units	2021-12-01	M	D	1,618	$0.00	0	D	$0.00 · — to —	1,618 common shares	(F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F6) This represents the number of restricted share units for this transaction only. Mr. Tu's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 14,754, 32,266 and 4,978, respectively. (F5) The restricted share units vested and converted to common shares on December 1, 2021.