Form 4 for IMAX IMAX CORP
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001214659-21-012708 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-03 | 2021-12-01 | IMAX | WELTON MARK | Pres, IMAX Theatres | A - Grant | $0.00 | +10.8K | 42.2K | +34% | $0 |
| DM | 2021-12-03 | 2021-12-01+ | IMAX | WELTON MARK | Pres, IMAX Theatres | S - Sale | $16.39 | -20.8K | 31.5K | -40% | -$341.0K |
| D | 2021-12-03 | 2021-12-01 | IMAX | WELTON MARK | Pres, IMAX Theatres | M - OptEx | $0.00 | -10.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common shares | 2021-12-01 | A | A | 10,791 | $0.00 | 42,250 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 2 | Common | common shares | 2021-12-02 | S | D | 5,249 | $16.59 | 31,459 | D | — | — | (F3) Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 131,835, 130,730 and 31,459 respectively. |
| 3 | Common | common shares | 2021-12-02 | S | D | 5,542 | $16.59 | 36,708 | D | — | — | (F2) Mr. Welton is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share units. |
| 4 | Common | common shares | 2021-12-01 | S | D | 10,016 | $16.17 | 31,459 | D | — | — | |
| 5 | Derivative | restricted share units | 2021-12-01 | M | D | 10,791 | $0.00 | 0 | D | $0.00 · — to — | 10,791 common shares | (F4) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F5) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F3) Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 131,835, 130,730 and 31,459 respectively. (F6) The restricted share units vested and converted to common shares on December 1, 2021. |