Form 4 for GPUS Hyperscale Data, Inc.
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001214659-21-012709 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-03 | 2021-12-02+ | GPUS | AULT MILTON C III | Executive COB, Dir | P - Purchase | $1.58 | +425.0K | 5.53M | +8% | +$673.5K |
| D | 2021-12-03 | 2021-12-01 | GPUS | AULT MILTON C III | Executive COB, Dir | M - OptEx | $0.00 | +1,250 | 151.1K | +0.8% | $0 |
| DM | 2021-12-03 | 2021-12-02+ | GPUS | AULT MILTON C III | Executive COB, Dir | P - Purchase | $1.55 | +3,000 | 152.1K | +2% | +$4,650 |
| D | 2021-12-03 | 2021-12-01 | GPUS | AULT MILTON C III | Executive COB, Dir | M - OptEx | $0.00 | -1,250 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-03 | P | A | 300,000 | $1.57 | 5,830,000 | I | — | — | (F5) The common stock was purchased by Ault Alpha in open market transactions on the transaction date, with a volume weighted average purchase price of $1.5653. The range of purchase prices on the transaction date was $1.5408 to $1.5969 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. |
| 2 | Common | Common Stock | 2021-12-01 | M | A | 1,250 | $0.00 | 151,125 | D By Ault Alpha LP | — | — | (F4) Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. |
| 3 | Common | Common Stock | 2021-12-02 | P | A | 125,000 | $1.62 | 5,530,000 | I | — | — | (F3) The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average purchase price of $1.6231. The range of purchase prices on the transaction date was $1.5954 to $1.6474 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. |
| 4 | Common | Common Stock | 2021-12-03 | P | A | 2,000 | $1.52 | 154,125 | D | — | — | (F2) The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.5195. The range of purchase prices on the transaction date was $1.4989 to $1.54 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. |
| 5 | Common | Common Stock | 2021-12-02 | P | A | 1,000 | $1.61 | 152,125 | D By Ault Alpha LP | — | — | (F4) Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. |
| 6 | Derivative | Restricted Stock Grant | 2021-12-01 | M | D | 1,250 | $0.00 | 0 | D | — · — to 2021-12-01 | 1,250 Common Stock | (F8) Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc. (F9) Mr. Ault received 1,250 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest ratably over forty-eight (48) months commencing on January 1, 2020, subject to earlier vesting upon achievement of certain milestones. On November 18, 2021, the Board of Directors of the Issuer approved an amendment to the vesting schedule whereby the Restricted Shares vested on December 1, 2021. All of the Restricted Shares were issued, including shares that previously vested but were unissued. |