Form 4 for DKS DICK'S SPORTING GOODS, INC.

Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-07 · accession 0001214659-21-012905 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-12-08	2021-12-07	DKS	STACK EDWARD W	Executive COB, Dir, 10%	P - Purchase	$110.30	+227.0K	11.04M	+2%	+$25.04M
I	2021-12-08	2021-09-27	DKS	STACK EDWARD W	Executive COB, Dir, 10%	G - Gift	$0.00	-3.09M	0	-100%	$0
	2021-12-08	2019-12-16	DKS	STACK EDWARD W	Executive COB, Dir, 10%	G - Gift	$0.00	-785	10.14M	-0.0%	$0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.01 per share	2021-12-07	P	A	227,000	$110.30	11,035,422	D	—	—	(F4) The purchases were executed in a series of transactions with a price range of $109.95 to $110.83, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. (F5) Amount also reflects the shift from indirect to direct ownership of 666,727 shares of Class B Common Stock on September 27, 2021 from GRAT X in satisfaction of the final annuity payment thereunder. (F6) Amount includes 9,715,814 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
2	Common	Common Stock, par value $0.01 per share	2021-09-27	G	D	3,092,161	$0.00	0	I	—	—	(F3) On June 13, 2019, Mr. Stack contributed shares of Class B Common Stock to the Edward W. Stack Grantor Retained Annuity Trust X ("GRAT X") for the benefit of his children. Shares have thereafter been transferred annually from the trust to Mr. Stack to satisfy annuity payment obligations. Upon termination of GRAT X on September 27, 2021, the remaining 3,092,161 shares held by GRAT X were gifted to the Edward W. Stack Non-Grantor Trust, in which Mr. Stack has neither a direct nor indirect beneficial ownership interest.
3	Common	Common Stock, par value $0.01 per share	2019-12-16	G	D	785	$0.00	10,141,695	D By Grantor Retained Annuity Trust	—	—	(F1) Amount reflects a gift made by reporting person to each of his five children, which due to an administrative oversight had not been previously reported. (F2) Amount includes 9,049,087 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock. (F3) On June 13, 2019, Mr. Stack contributed shares of Class B Common Stock to the Edward W. Stack Grantor Retained Annuity Trust X ("GRAT X") for the benefit of his children. Shares have thereafter been transferred annually from the trust to Mr. Stack to satisfy annuity payment obligations. Upon termination of GRAT X on September 27, 2021, the remaining 3,092,161 shares held by GRAT X were gifted to the Edward W. Stack Non-Grantor Trust, in which Mr. Stack has neither a direct nor indirect beneficial ownership interest.