Form 4 for FICO Fair Isaac
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001214659-21-013101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-14 | 2021-12-10 | FICO | Moldt Claus | EVP, CTO | M - OptEx | $0.00 | +8,280 | 18.1K | +84% | $0 |
| D | 2021-12-14 | 2021-12-10 | FICO | Moldt Claus | EVP, CTO | F - Tax | $407.49 | -4,362 | 13.7K | -24% | -$1.78M |
| DM | 2021-12-14 | 2021-12-10 | FICO | Moldt Claus | EVP, CTO | M - OptEx | $0.00 | -8,280 | 3,277 | -72% | $0 |
| D | 2021-12-14 | 2021-12-10 | FICO | Moldt Claus | EVP, CTO | A - Grant | $0.00 | +5,350 | 5,350 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | M | A | 8,280 | $0.00 | 18,088.04 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-10 | F | D | 4,362 | $407.49 | 13,726.04 | D | — | — | (F1) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 3 | Derivative | Performance Share Units | 2021-12-10 | M | D | 2,144 | $0.00 | 2,144 | D | — · 2020-12-10 to — | 2,144 Common Stock | (F2) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F4) No expiration date. |
| 4 | Derivative | Performance Share Units | 2021-12-10 | M | D | 2,914 | $0.00 | 5,826 | D | — · 2021-12-10 to — | 2,914 Common Stock | (F2) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F4) No expiration date. |
| 5 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 1,325 | $0.00 | 1,325 | D | — · 2019-12-10 to — | 1,325 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F6) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 6 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 804 | $0.00 | 1,608 | D | — · 2020-12-10 to — | 804 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F6) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 7 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 1,093 | $0.00 | 3,277 | D | — · 2021-12-10 to — | 1,093 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F6) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |
| 8 | Derivative | Restricted Stock Units | 2021-12-10 | A | A | 5,350 | $0.00 | 5,350 | D | — · 2022-12-10 to — | 5,350 Common Stock | (F5) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F6) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F4) No expiration date. |