Form 4 for JEF Jefferies Financial Group Inc.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-16 · accession 0001214659-21-013291 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-12-16 | 2021-12-16 | JEF | FRIEDMAN BRIAN P | Pres, Dir | A - Grant | $38.23 | +470.8K | 8.44M | +6% | +$18.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-16 | A | A | 235,417 | $38.23 | 8,672,025 | D | — | — | (F2) Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions |
| 2 | Common | Common Stock | 2021-12-16 | A | A | 235,417 | $38.23 | 8,436,608 | D | — | — | (F1) Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. |