Form 4 for JEF Jefferies Financial Group Inc.
Accepted 2022-02-02 00:00:00 ET · period of report 2021-12-31 · accession 0001214659-22-001729 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-02-02 | 2021-12-31 | JEF | HANDLER RICHARD B | CEO, Dir | G - Gift | $0.00 | +74.0K | 147.2K | +101% | $0 |
| 2022-02-02 | 2021-12-31 | JEF | HANDLER RICHARD B | CEO, Dir | G - Gift | $0.00 | -74.0K | 18.12M | -0.4% | $0 | |
| 2022-02-02 | 2022-01-31 | JEF | HANDLER RICHARD B | CEO, Dir | F - Tax | $35.89 | -1.20M | 16.92M | -7% | -$43.17M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | G | A | 74,000 | $0.00 | 147,215 | I | — | — | (F1) Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family. |
| 2 | Common | Common Stock | 2021-12-31 | G | D | 74,000 | $0.00 | 18,123,090 | D By Reporting Person's Trust | — | — | (F1) Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family. |
| 3 | Common | Common Stock | 2022-01-31 | F | D | 1,202,932 | $35.89 | 16,920,158 | D | — | — | (F2) Shares withheld to pay tax liability resulting from the distribution of long-term equity grants. |