Form 4 for IMAX IMAX CORP
Accepted 2022-03-09 00:00:00 ET · period of report 2022-03-07 · accession 0001214659-22-003820 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-09 | 2022-03-07 | IMAX | LISTER ROBERT D | Chief Legal, Sr EVP | M - OptEx | $0.00 | +69.6K | 75.5K | +1,184% | $0 |
| D | 2022-03-09 | 2022-03-07 | IMAX | LISTER ROBERT D | Chief Legal, Sr EVP | F - Tax | $18.13 | -39.8K | 92.8K | -30% | -$720.7K |
| DM | 2022-03-09 | 2022-03-07 | IMAX | LISTER ROBERT D | Chief Legal, Sr EVP | M - OptEx | $0.00 | -69.6K | 11.7K | -86% | $0 |
| D | 2022-03-09 | 2022-03-07 | IMAX | LISTER ROBERT D | Chief Legal, Sr EVP | A - Grant | $0.00 | +35.9K | 35.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common shares | 2022-03-07 | M | A | 7,055 | $0.00 | 132,556 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 2 | Common | common shares | 2022-03-07 | F | D | 39,752 | $18.13 | 92,804 | D | — | — | (F2) Mr. Lister is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions. |
| 3 | Common | common shares | 2022-03-07 | M | A | 14,733 | $0.00 | 125,501 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 4 | Common | common shares | 2022-03-07 | M | A | 23,584 | $0.00 | 110,768 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 5 | Common | common shares | 2022-03-07 | M | A | 11,671 | $0.00 | 87,184 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 6 | Common | common shares | 2022-03-07 | M | A | 12,589 | $0.00 | 75,513 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 7 | Derivative | restricted share units | 2022-03-07 | M | D | 23,584 | $0.00 | 23,586 | D | $0.00 · — to — | 23,584 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F8) This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 200,767, 107,654 and 92,804, respectively. (F6) The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. |
| 8 | Derivative | restricted share units | 2022-03-07 | M | D | 14,733 | $0.00 | 29,466 | D | $0.00 · — to — | 14,733 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F8) This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 200,767, 107,654 and 92,804, respectively. (F6) The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. |
| 9 | Derivative | restricted share units | 2022-03-07 | M | D | 7,055 | $0.00 | 7,055 | D | $0.00 · — to — | 7,055 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F8) This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 200,767, 107,654 and 92,804, respectively. (F7) The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date. |
| 10 | Derivative | restricted share units | 2022-03-07 | A | A | 35,873 | $0.00 | 35,873 | D | $0.00 · — to — | 35,873 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F8) This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 200,767, 107,654 and 92,804, respectively. (F6) The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. |
| 11 | Derivative | restricted share units | 2022-03-07 | M | D | 12,589 | $0.00 | 0 | D | $0.00 · — to — | 12,589 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F8) This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 200,767, 107,654 and 92,804, respectively. (F5) The restricted share units vest and will be converted to common shares in four equal installments on each of the first four anniversaries of the grant date. |
| 12 | Derivative | restricted share units | 2022-03-07 | M | D | 11,671 | $0.00 | 11,674 | D | $0.00 · — to — | 11,671 common shares | (F3) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F4) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F8) This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 200,767, 107,654 and 92,804, respectively. (F5) The restricted share units vest and will be converted to common shares in four equal installments on each of the first four anniversaries of the grant date. |