Form 4/A for LGVN Longeveron Inc.
Accepted 2022-04-12 00:00:00 ET · period of report 2022-04-04 · accession 0001214659-22-005165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-04-12 | 2022-04-04 | LGVN | Min Kwan-Hong Christopher | Chief Medical Off | A - Grant | $0.00 | +152.3K | 152.0K | New | $0 |
| DA | 2022-04-12 | 2022-04-04 | LGVN | Min Kwan-Hong Christopher | Chief Medical Off | F - Tax | $0.00 | -357 | 1,978 | -15% | $0 |
| DMA | 2022-04-12 | 2022-04-04 | LGVN | Min Kwan-Hong Christopher | Chief Medical Off | A - Grant | $0.00 | +152.3K | 50.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-04 | A | A | 2,335 | $0.00 | 2,335 | D | — | — | (F1) Represents the award of 2,335 Restricted Stock Units, which vested 50% on April 4, 2022, with the remaining 50% to vest on January 1, 2023. (F2) Includes 2,335 Restricted Stock Units. |
| 2 | Common | Common Stock | 2022-04-04 | A | A | 150,000 | $0.00 | 151,978 | D | — | — | (F4) Represents the award of 150,000 Restricted Stock Units, which vest ratably 25% each year. (F5) Includes 151,978 Restricted Stock Units. |
| 3 | Common | Common Stock | 2022-04-04 | F | D | 357 | $0.00 | 1,978 | D | — | — | (F3) Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units and does not represent a sale. This Form 4 amendment is being filed solely to report this withholding, which was not reflected in the original Form 4 filed on April 6, 2022. |
| 4 | Derivative | Stock Option (right to buy) | 2022-04-04 | A | A | 2,335 | $0.00 | 2,335 | D | $12.85 · — to 2032-04-03 | 2,335 Common Stock | (F6) The option vested 50% on April 4, 2022, with the remaining 50% to vest on January 1, 2023. |
| 5 | Derivative | Stock Option (right to buy) | 2022-04-04 | A | A | 150,000 | $0.00 | 50,000 | D | $12.85 · — to 2032-04-03 | 50,000 Common Stock | (F7) The option vests ratably 25% each year. |