Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2022-08-09 00:00:00 ET · period of report 2021-04-01 · accession 0001214659-22-009792 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-09 | 2022-04-01 | BWIN | Finney Joseph D. | Member of 10% Owner Group | F - Tax | $27.77 | -54 | 869 | -6% | -$1,500 |
| DMI | 2022-08-09 | 2021-12-06+ | BWIN | Finney Joseph D. | Member of 10% Owner Group | G - Gift | $0.00 | +372.9K | 337.9K | New | $0 |
| DM | 2022-08-09 | 2021-12-06+ | BWIN | Finney Joseph D. | Member of 10% Owner Group | G - Gift | $0.00 | -372.9K | 923 | -100% | $0 |
| D | 2022-08-09 | 2021-04-01 | BWIN | Finney Joseph D. | Member of 10% Owner Group | J - Other | $0.00 | +923 | 35.9K | +3% | $0 |
| DI | 2022-08-09 | 2022-08-05 | BWIN | Finney Joseph D. | Member of 10% Owner Group | G - Gift | $0.00 | +337.9K | 337.9K | New | $0 |
| D | 2022-08-09 | 2022-08-05 | BWIN | Finney Joseph D. | Member of 10% Owner Group | G - Gift | $0.00 | -337.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-01 | F | D | 54 | $27.77 | 869 | D | — | — | (F3) Represents shares of the Company's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 231 shares of Class A Common Stock. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act with respect to the withholding of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2021-12-06 | G | A | 35,000 | $0.00 | 35,000 | I | — | — | (F2) On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
| 3 | Common | Class B Common Stock | 2022-08-05 | G | D | 337,852 | $0.00 | 0 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-12-06 | G | D | 35,000 | $0.00 | 923 | D By Trust | — | — | (F2) On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. (F4) On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose. |
| 5 | Common | Class A Common Stock | 2021-04-01 | J | A | 923 | $0.00 | 35,923 | D By Trust | — | — | (F1) The 923 shares of BRP Group, Inc.'s (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock") vest in four equal annual installments. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to the acquisition of Class A Common Stock. (F2) On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
| 6 | Common | Class B Common Stock | 2022-08-05 | G | A | 337,852 | $0.00 | 337,852 | I | — | — | (F4) On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose. |
| 7 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-08-05 | G | A | 337,852 | $0.00 | 337,852 | I | $0.00 · — to — | 337,852 Class A Common Stock | (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 8 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-08-05 | G | D | 337,852 | $0.00 | 0 | D By Trust | $0.00 · — to — | 337,852 Class A Common Stock | (F4) On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |