Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2022-10-17 00:00:00 ET · period of report 2022-09-30 · accession 0001214659-22-012375 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-10-17 | 2022-09-30 | BWIN | John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | -21.4K | 1,122 | -95% | $0 |
| DM | 2022-10-17 | 2022-09-30 | BWIN | John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | +21.4K | 907.8K | +2% | $0 |
| DMI | 2022-10-17 | 2022-09-30 | BWIN | John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | -21.4K | 394.3K | -5% | $0 |
| DM | 2022-10-17 | 2022-09-30 | BWIN | John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | +21.4K | 907.8K | +2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2022-09-30 | G | D | 1,122 | $0.00 | 0 | I | — | — | (F7) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to Sarah S. Valentine, as trustee of the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019. |
| 2 | Common | Class B Common Stock | 2022-09-30 | G | A | 5,912 | $0.00 | 913,709 | D By Trust | — | — | (F5) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to John Valentine. (F4) These securities are held by the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019, of which Sarah S. Valentine, the reporting person's spouse, serves as the sole trustee. |
| 3 | Common | Class B Common Stock | 2022-09-30 | G | D | 15,511 | $0.00 | 154,338 | I By Trust | — | — | (F1) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to John Valentine. (F2) These securities are directly held by the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019, of which the reporting person serves as the sole trustee and beneficiary. |
| 4 | Common | Class B Common Stock | 2022-09-30 | G | A | 15,511 | $0.00 | 907,797 | D By Trust | — | — | (F1) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to John Valentine. (F2) These securities are directly held by the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019, of which the reporting person serves as the sole trustee and beneficiary. |
| 5 | Common | Class B Common Stock | 2022-09-30 | G | A | 1,122 | $0.00 | 395,460 | I | — | — | (F7) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to Sarah S. Valentine, as trustee of the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019. |
| 6 | Common | Class B Common Stock | 2022-09-30 | G | A | 154,338 | $0.00 | 394,338 | I By Trust | — | — | (F3) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Sarah S. Valentine, as trustee of the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019. (F6) These securities are directly held by the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020, of which the reporting person serves as the sole trustee and beneficiary. |
| 7 | Common | Class B Common Stock | 2022-09-30 | G | D | 154,338 | $0.00 | 0 | I By Trust | — | — | (F3) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Sarah S. Valentine, as trustee of the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019. (F4) These securities are held by the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019, of which Sarah S. Valentine, the reporting person's spouse, serves as the sole trustee. |
| 8 | Common | Class B Common Stock | 2022-09-30 | G | D | 5,912 | $0.00 | 1,122 | I By Trust | — | — | (F5) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to John Valentine. (F6) These securities are directly held by the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020, of which the reporting person serves as the sole trustee and beneficiary. |
| 9 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | A | 1,122 | $0.00 | 395,460 | I | $0.00 · — to — | 1,122 Class A Common Stock | (F7) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to Sarah S. Valentine, as trustee of the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 10 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | A | 5,912 | $0.00 | 913,709 | D By Trust | $0.00 · — to — | 5,912 Class A Common Stock | (F5) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to John Valentine. (F4) These securities are held by the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019, of which Sarah S. Valentine, the reporting person's spouse, serves as the sole trustee. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 11 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | D | 154,338 | $0.00 | 0 | I By Trust | $0.00 · — to — | 154,338 Class A Common Stock | (F3) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Sarah S. Valentine, as trustee of the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019. (F4) These securities are held by the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019, of which Sarah S. Valentine, the reporting person's spouse, serves as the sole trustee. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 12 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | D | 15,511 | $0.00 | 154,338 | I By Trust | $0.00 · — to — | 15,511 Class A Common Stock | (F1) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to John Valentine. (F2) These securities are directly held by the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019, of which the reporting person serves as the sole trustee and beneficiary. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 13 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | A | 15,511 | $0.00 | 907,797 | D By Trust | $0.00 · — to — | 15,511 Class A Common Stock | (F1) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to John Valentine. (F2) These securities are directly held by the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019, of which the reporting person serves as the sole trustee and beneficiary. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 14 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | D | 1,122 | $0.00 | 0 | I | $0.00 · — to — | 1,122 Class A Common Stock | (F7) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to Sarah S. Valentine, as trustee of the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 15 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | D | 5,912 | $0.00 | 1,122 | I By Trust | $0.00 · — to — | 5,912 Class A Common Stock | (F5) These securities were transferred from the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020 to John Valentine. (F6) These securities are directly held by the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020, of which the reporting person serves as the sole trustee and beneficiary. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 16 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | A | 154,338 | $0.00 | 394,338 | I By Trust | $0.00 · — to — | 154,338 Class A Common Stock | (F3) These securities were transferred from the John A. Valentine 2019 Grantor Retained Annuity Trust Dated September 30, 2019 to Sarah S. Valentine, as trustee of the John A. Valentine 2019 Irrevocable Trust Dated September 27, 2019. (F6) These securities are directly held by the John A. Valentine 2020 Grantor Retained Annuity Trust Dated September 30, 2020, of which the reporting person serves as the sole trustee and beneficiary. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |