Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2022-10-17 00:00:00 ET · period of report 2022-09-30 · accession 0001214659-22-012376 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-10-17 | 2022-09-30 | BWIN | Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | -10.4K | 9,106 | -53% | $0 |
| DM | 2022-10-17 | 2022-09-30 | BWIN | Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | +10.4K | 2.42M | +0.4% | $0 |
| DM | 2022-10-17 | 2022-09-30 | BWIN | Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | +10.4K | 2.41M | +0.4% | $0 |
| DMI | 2022-10-17 | 2022-09-30 | BWIN | Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 | Member of 10% owner group | G - Gift | $0.00 | -10.4K | 9,106 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2022-09-30 | G | D | 3,771 | $0.00 | 67,364 | I By Trust | — | — | (F1) These securities were transferred from the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 to Laura Sherman. (F2) These securities are directly held by the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019, of which the reporting person serves as the sole trustee and beneficiary. |
| 2 | Common | Class B Common Stock | 2022-09-30 | G | A | 3,771 | $0.00 | 2,411,068 | D By Trust | — | — | (F1) These securities were transferred from the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 to Laura Sherman. (F4) These securities are directly held by the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020, of which the reporting person serves as the sole trustee and beneficiary. |
| 3 | Common | Class B Common Stock | 2022-09-30 | G | D | 6,636 | $0.00 | 9,106 | I | — | — | (F3) These securities were transferred from the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020 to Laura Sherman. |
| 4 | Common | Class B Common Stock | 2022-09-30 | G | A | 6,636 | $0.00 | 2,417,704 | D | — | — | (F3) These securities were transferred from the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020 to Laura Sherman. |
| 5 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | A | 6,636 | $0.00 | 2,417,704 | D | $0.00 · — to — | 6,636 Class A Common Stock | (F3) These securities were transferred from the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020 to Laura Sherman. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 6 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | D | 3,771 | $0.00 | 67,364 | I By Trust | $0.00 · — to — | 3,771 Class A Common Stock | (F1) These securities were transferred from the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 to Laura Sherman. (F2) These securities are directly held by the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019, of which the reporting person serves as the sole trustee and beneficiary. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 7 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | A | 3,771 | $0.00 | 2,411,068 | D By Trust | $0.00 · — to — | 3,771 Class A Common Stock | (F1) These securities were transferred from the Laura R. Sherman GRAT 2019-2 Dated September 30, 2019 to Laura Sherman. (F4) These securities are directly held by the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020, of which the reporting person serves as the sole trustee and beneficiary. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 8 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | D | 6,636 | $0.00 | 9,106 | I | $0.00 · — to — | 6,636 Class A Common Stock | (F3) These securities were transferred from the Laura R. Sherman GRAT 2020-1 Dated September 30, 2020 to Laura Sherman. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |