Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2022-10-17 00:00:00 ET · period of report 2022-09-30 · accession 0001214659-22-012377 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-10-17 | 2022-09-30 | BWIN | Galbraith Daniel | COO, Member of 10% owner group | G - Gift | $0.00 | -59.7K | 11.3K | -84% | $0 |
| D | 2022-10-17 | 2022-09-30 | BWIN | Galbraith Daniel | COO, Member of 10% owner group | G - Gift | $0.00 | +59.7K | 1.37M | +5% | $0 |
| DMI | 2022-10-17 | 2022-09-30 | BWIN | Galbraith Daniel | COO, Member of 10% owner group | G - Gift | $0.00 | -59.7K | 0 | -100% | $0 |
| D | 2022-10-17 | 2022-09-30 | BWIN | Galbraith Daniel | COO, Member of 10% owner group | G - Gift | $0.00 | +59.7K | 1.37M | +5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2022-09-30 | G | D | 11,348 | $0.00 | 0 | I By Trust | — | — | (F3) These securities were transferred from the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020 to Elizabeth A. Galbraith, as trustee of the Daniel A. Galbraith 2020 Irrevocable Trust dated August 5, 2020. (F4) These securities are directly held by the Daniel A. Galbraith 2020 Irrevocable Trust dated August 5, 2020, of which Elizabeth A. Galbraith, the reporting person's spouse, serves as the sole trustee. |
| 2 | Common | Class B Common Stock | 2022-09-30 | G | A | 59,742 | $0.00 | 1,365,244 | D By Trust | — | — | (F1) These securities were transferred from the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020 to Daniel A. Galbraith. (F2) These securities are directly held by the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020, of which the reporting person is the sole trustee and beneficiary. |
| 3 | Common | Class B Common Stock | 2022-09-30 | G | D | 59,742 | $0.00 | 11,348 | I By Trust | — | — | (F1) These securities were transferred from the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020 to Daniel A. Galbraith. (F2) These securities are directly held by the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020, of which the reporting person is the sole trustee and beneficiary. |
| 4 | Common | Class B Common Stock | 2022-09-30 | G | A | 11,348 | $0.00 | 11,348 | I | — | — | (F3) These securities were transferred from the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020 to Elizabeth A. Galbraith, as trustee of the Daniel A. Galbraith 2020 Irrevocable Trust dated August 5, 2020. |
| 5 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | D | 59,742 | $0.00 | 11,348 | I By Trust | $0.00 · — to — | 59,742 Class A Common Stock | (F1) These securities were transferred from the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020 to Daniel A. Galbraith. (F2) These securities are directly held by the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020, of which the reporting person is the sole trustee and beneficiary. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 6 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | A | 11,348 | $0.00 | 11,348 | I | $0.00 · — to — | 11,348 Class A Common Stock | (F3) These securities were transferred from the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020 to Elizabeth A. Galbraith, as trustee of the Daniel A. Galbraith 2020 Irrevocable Trust dated August 5, 2020. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 7 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | D | 11,348 | $0.00 | 0 | I By Trust | $0.00 · — to — | 11,348 Class A Common Stock | (F3) These securities were transferred from the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020 to Elizabeth A. Galbraith, as trustee of the Daniel A. Galbraith 2020 Irrevocable Trust dated August 5, 2020. (F4) These securities are directly held by the Daniel A. Galbraith 2020 Irrevocable Trust dated August 5, 2020, of which Elizabeth A. Galbraith, the reporting person's spouse, serves as the sole trustee. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 8 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-09-30 | G | A | 59,742 | $0.00 | 1,365,244 | D By Trust | $0.00 · — to — | 59,742 Class A Common Stock | (F1) These securities were transferred from the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020 to Daniel A. Galbraith. (F2) These securities are directly held by the Daniel A. Galbraith 2020 Grantor Retained Annuity Trust dated September 30, 2020, of which the reporting person is the sole trustee and beneficiary. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |