Form 4 for NG NOVAGOLD RESOURCES INC
Accepted 2022-11-08 00:00:00 ET · period of report 2022-11-07 · accession 0001214659-22-013269 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-11-08 | 2022-11-07 | NG | MADHAVPEDDI KALIDAS V | Dir | J - Other | $0.00 | +20.9K | 55.2K | +61% | $0 |
| D | 2022-11-08 | 2022-11-07 | NG | MADHAVPEDDI KALIDAS V | Dir | J - Other | $0.00 | -20.9K | 45.7K | -31% | $0 |
| D | 2022-11-08 | 2022-11-07 | NG | MADHAVPEDDI KALIDAS V | Dir | S - Sale+OE | $4.84 | -17 | 66.6K | -0.0% | -$82.28 |
| D | 2022-11-08 | 2022-11-07 | NG | MADHAVPEDDI KALIDAS V | Dir | M - OptEx | $3.85 | +100.0K | 145.7K | +219% | +$385.0K |
| D | 2022-11-08 | 2022-11-07 | NG | MADHAVPEDDI KALIDAS V | Dir | F - Tax | $4.87 | -79.1K | 66.6K | -54% | -$385.0K |
| D | 2022-11-08 | 2022-11-07 | NG | MADHAVPEDDI KALIDAS V | Dir | M - OptEx | $0.00 | -100.0K | 100 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-11-07 | J | A | 20,927 | $0.00 | 55,152 | I | — | — | |
| 2 | Common | Common Shares | 2022-11-07 | J | D | 20,927 | $0.00 | 45,652 | D | — | — | |
| 3 | Common | Common Shares | 2022-11-07 | S | D | 17 | $4.84 | 66,579 | D | — | — | |
| 4 | Common | Common Shares | 2022-11-07 | M | A | 100,000 | $3.85 | 145,652 | D Azteca Consulting LLC | — | — | (F2) Shares held in an account owned by Azteca Consulting LLC, of which the Reporting Person and his spouse are the members. |
| 5 | Common | Common Shares | 2022-11-07 | F | D | 79,056 | $4.87 | 66,596 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-11-07 | M | D | 100,000 | $0.00 | 100 | D | $3.85 · — to 2022-11-30 | 100,000 Common Shares | (F1) These options were granted on December 1, 2017 and vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. |