Form 4 for NG NOVAGOLD RESOURCES INC
Accepted 2022-11-14 00:00:00 ET · period of report 2022-11-10 · accession 0001214659-22-013574 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-14 | 2022-11-10 | NG | Lang Gregory A. | Pres, CEO, Dir | S - Sale+OE | $5.57 | -45.4K | 9,049 | -83% | -$252.8K |
| DI | 2022-11-14 | 2022-11-10 | NG | Lang Gregory A. | Pres, CEO, Dir | J - Other | $0.00 | +754 | 1.56M | +0.0% | $0 |
| D | 2022-11-14 | 2022-11-10 | NG | Lang Gregory A. | Pres, CEO, Dir | J - Other | $0.00 | -754 | 8,295 | -8% | $0 |
| D | 2022-11-14 | 2022-11-10 | NG | Lang Gregory A. | Pres, CEO, Dir | F - Tax | $5.56 | -103.9K | 54.4K | -66% | -$577.5K |
| D | 2022-11-14 | 2022-11-10 | NG | Lang Gregory A. | Pres, CEO, Dir | M - OptEx | $3.85 | +150.0K | 158.3K | +1,808% | +$577.5K |
| D | 2022-11-14 | 2022-11-10 | NG | Lang Gregory A. | Pres, CEO, Dir | M - OptEx | $0.00 | -150.0K | 478.2K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-11-10 | S | D | 45,382 | $5.57 | 9,049 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.465 to $5.66, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. |
| 2 | Common | Common Shares | 2022-11-10 | J | A | 754 | $0.00 | 1,560,032 | I | — | — | |
| 3 | Common | Common Shares | 2022-11-10 | J | D | 754 | $0.00 | 8,295 | D | — | — | |
| 4 | Common | Common Shares | 2022-11-10 | F | D | 103,864 | $5.56 | 54,431 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.4501 to $5.655, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. |
| 5 | Common | Common Shares | 2022-11-10 | M | A | 150,000 | $3.85 | 158,295 | D Family Survivors Trust | — | — | |
| 6 | Derivative | Stock Option (right to buy) | 2022-11-10 | M | D | 150,000 | $0.00 | 478,180 | D | $3.85 · — to 2022-11-30 | 150,000 Common Shares | (F4) The options vested as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. |