Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2022-12-01 00:00:00 ET · period of report 2022-11-29 · accession 0001214659-22-014402 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-12-01 | 2022-11-29 | BWIN | Wiebeck Kristopher Aaron | Chief Strategy Off, Dir, Member of 10% owner group | C - Cnv Deriv | $0.00 | 0 | 10.0K | New | $0 |
| DI | 2022-12-01 | 2022-11-29 | BWIN | Wiebeck Kristopher Aaron | Chief Strategy Off, Dir, Member of 10% owner group | S - Sale | $29.33 | -10.0K | 0 | -100% | -$293.3K |
| DI | 2022-12-01 | 2022-12-01 | BWIN | Wiebeck Kristopher Aaron | Chief Strategy Off, Dir, Member of 10% owner group | G - Gift | $0.00 | +1.11M | 1.11M | New | $0 |
| D | 2022-12-01 | 2022-12-01 | BWIN | Wiebeck Kristopher Aaron | Chief Strategy Off, Dir, Member of 10% owner group | G - Gift | $0.00 | -1.11M | 0 | -100% | $0 |
| D | 2022-12-01 | 2022-11-29 | BWIN | Wiebeck Kristopher Aaron | Chief Strategy Off, Dir, Member of 10% owner group | S - Sale | $29.34 | -15.0K | 51.1K | -23% | -$440.1K |
| DI | 2022-12-01 | 2022-12-01 | BWIN | Wiebeck Kristopher Aaron | Chief Strategy Off, Dir, Member of 10% owner group | G - Gift | $0.00 | +1.11M | 1.11M | New | $0 |
| DI | 2022-12-01 | 2022-11-29 | BWIN | Wiebeck Kristopher Aaron | Chief Strategy Off, Dir, Member of 10% owner group | C - Cnv Deriv | $0.00 | -10.0K | 386.0K | -3% | $0 |
| D | 2022-12-01 | 2022-12-01 | BWIN | Wiebeck Kristopher Aaron | Chief Strategy Off, Dir, Member of 10% owner group | G - Gift | $0.00 | -1.11M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2022-11-29 | C | D | 10,000 | $0.00 | 385,965 | I By Trust | — | — | (F2) These securities are directly held by the Kristopher A. Wiebeck 2019 Irrevocable Trust dated August 28, 2019, of which Melissa E. Wiebeck, the reporting person's spouse, serves as the sole trustee. |
| 2 | Common | Class A Common Stock | 2022-11-29 | S | D | 10,000 | $29.33 | 0 | I By Trust | — | — | (F3) The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.32 to $29.49. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F5) These securities are directly held by the Kristopher A. Wiebeck Revocable Trust, dated September 4, 2014, of which the reporting person serves as the sole trustee and beneficiary. |
| 3 | Common | Class A Common Stock | 2022-11-29 | C | A | 10,000 | $0.00 | 10,000 | I By Trust | — | — | (F2) These securities are directly held by the Kristopher A. Wiebeck 2019 Irrevocable Trust dated August 28, 2019, of which Melissa E. Wiebeck, the reporting person's spouse, serves as the sole trustee. |
| 4 | Common | Class B Common Stock | 2022-12-01 | G | A | 1,113,367 | $0.00 | 1,113,367 | I | — | — | (F4) These securities were transferred from Kristopher A. Wiebeck to Kristopher A. Wiebeck, as Trustee of the Kristopher A. Weibeck Revocable Trust, dated September 4, 2014. |
| 5 | Common | Class B Common Stock | 2022-12-01 | G | D | 1,113,367 | $0.00 | 0 | D | — | — | (F4) These securities were transferred from Kristopher A. Wiebeck to Kristopher A. Wiebeck, as Trustee of the Kristopher A. Weibeck Revocable Trust, dated September 4, 2014. |
| 6 | Common | Class A Common Stock | 2022-11-29 | S | D | 15,000 | $29.34 | 51,126 | D By Trust | — | — | (F1) The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $29.32 to $29.61. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. (F2) These securities are directly held by the Kristopher A. Wiebeck 2019 Irrevocable Trust dated August 28, 2019, of which Melissa E. Wiebeck, the reporting person's spouse, serves as the sole trustee. |
| 7 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-12-01 | G | A | 1,113,367 | $0.00 | 1,113,367 | I | $0.00 · — to — | 1,113,367 Class A Common Stock | (F4) These securities were transferred from Kristopher A. Wiebeck to Kristopher A. Wiebeck, as Trustee of the Kristopher A. Weibeck Revocable Trust, dated September 4, 2014. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 8 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-11-29 | C | D | 10,000 | $0.00 | 385,965 | I By Trust | $0.00 · — to — | 10,000 Class A Common Stock | (F2) These securities are directly held by the Kristopher A. Wiebeck 2019 Irrevocable Trust dated August 28, 2019, of which Melissa E. Wiebeck, the reporting person's spouse, serves as the sole trustee. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 9 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-12-01 | G | D | 1,113,367 | $0.00 | 0 | D By Trust | $0.00 · — to — | 1,113,367 Class A Common Stock | (F4) These securities were transferred from Kristopher A. Wiebeck to Kristopher A. Wiebeck, as Trustee of the Kristopher A. Weibeck Revocable Trust, dated September 4, 2014. (F5) These securities are directly held by the Kristopher A. Wiebeck Revocable Trust, dated September 4, 2014, of which the reporting person serves as the sole trustee and beneficiary. (F8) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |