Form 4 for NG NOVAGOLD RESOURCES INC
Accepted 2022-12-07 00:00:00 ET · period of report 2022-12-06 · accession 0001214659-22-014604 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-07 | 2022-12-06 | NG | Ottewell David A. | VP, CFO | S - Sale+OE | $5.97 | -57.6K | 789.5K | -7% | -$343.8K |
| D | 2022-12-07 | 2022-12-06 | NG | Ottewell David A. | VP, CFO | F - Tax | $5.96 | -92.4K | 847.1K | -10% | -$550.8K |
| D | 2022-12-07 | 2022-12-06 | NG | Ottewell David A. | VP, CFO | M - OptEx | $3.67 | +150.0K | 939.5K | +19% | +$550.5K |
| D | 2022-12-07 | 2022-12-06 | NG | Ottewell David A. | VP, CFO | M - OptEx | $0.00 | -150.0K | 184.6K | -45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-12-06 | S | D | 57,592 | $5.97 | 789,531 | D | — | — | (F2) The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $5.985, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Shares | 2022-12-06 | F | D | 92,408 | $5.96 | 847,123 | D | — | — | (F1) The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.925 to $5.99, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Common Shares | 2022-12-06 | M | A | 150,000 | $3.67 | 939,531 | D | — | — | |
| 4 | Derivative | Common Shares | 2022-12-06 | M | D | 150,000 | $0.00 | 184,600 | D | $3.67 · — to 2023-11-30 | 150,000 Common Shares | (F3) The options were granted on 12/1/2018 and vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; 1/3 on 12/1/2021. |