Form 4 for FICO Fair Isaac
Accepted 2022-12-13 00:00:00 ET · period of report 2022-12-09 · accession 0001214659-22-014881 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-13 | 2022-12-10 | FICO | Bowers Thomas A. | EVP | M - OptEx | $0.00 | +8,483 | 8,483 | New | $0 |
| D | 2022-12-13 | 2022-12-10 | FICO | Bowers Thomas A. | EVP | F - Tax | $615.45 | -4,338 | 4,145 | -51% | -$2.67M |
| DM | 2022-12-13 | 2022-12-10 | FICO | Bowers Thomas A. | EVP | M - OptEx | $0.00 | -8,483 | 4,644 | -65% | $0 |
| DM | 2022-12-13 | 2022-12-09 | FICO | Bowers Thomas A. | EVP | A - Grant | $0.00 | +2,597 | 1,101 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-10 | M | A | 8,483 | $0.00 | 8,483 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-10 | F | D | 4,338 | $615.45 | 4,145 | D | — | — | (F1) Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 446 | $0.00 | 1,338 | D | — · 2022-12-10 to — | 446 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 4 | Derivative | Restricted Stock Units | 2022-12-10 | M | D | 365 | $0.00 | 365 | D | — · 2020-12-10 to — | 365 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 5 | Derivative | Restricted Stock Units | 2022-12-09 | A | A | 1,496 | $0.00 | 1,496 | D | — · 2023-12-09 to — | 1,496 Common Stock | (F2) Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F3) The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. (F5) No expiration date. |
| 6 | Derivative | Non-Qualified Option (right-to-buy) | 2022-12-09 | A | A | 1,101 | $0.00 | 1,101 | D | $615.45 · 2023-12-09 to 2029-12-08 | 1,101 Common Stock | (F4) This option vests in four equal annual installments commencing on this date. |
| 7 | Derivative | Market Share Units | 2022-12-10 | M | D | 1,029 | $0.00 | 971 | D | — · 2022-12-10 to — | 1,029 Common Stock | (F6) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 8 | Derivative | Market Share Units | 2022-12-10 | M | D | 2,378 | $0.00 | 2,378 | D | — · 2022-12-10 to — | 2,378 Common Stock | (F6) Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F5) No expiration date. |
| 9 | Derivative | Performance Share Units | 2022-12-10 | M | D | 1,942 | $0.00 | 1,942 | D | — · 2021-12-10 to — | 1,942 Common Stock | (F7) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F8) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F5) No expiration date. |
| 10 | Derivative | Performance Share Units | 2022-12-10 | M | D | 2,323 | $0.00 | 4,644 | D | — · 2022-12-10 to — | 2,323 Common Stock | (F7) Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. (F8) The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. (F5) No expiration date. |