Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2022-12-21 00:00:00 ET · period of report 2022-12-15 · accession 0001214659-22-015172 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-21 | 2022-12-15 | BWIN | Laura R. Sherman, as Trustee of the Laura R. Sherman GRAT 2020-1, dated September 30, 2020 | Member of 10% owner group | G - Gift | $0.00 | -2.42M | 0 | -100% | $0 |
| DI | 2022-12-21 | 2022-12-15 | BWIN | Laura R. Sherman, as Trustee of the Laura R. Sherman GRAT 2020-1, dated September 30, 2020 | Member of 10% owner group | G - Gift | $0.00 | +2.42M | 2.42M | New | $0 |
| DI | 2022-12-21 | 2022-12-15 | BWIN | Laura R. Sherman, as Trustee of the Laura R. Sherman GRAT 2020-1, dated September 30, 2020 | Member of 10% owner group | G - Gift | $0.00 | +2.42M | 2.42M | New | $0 |
| D | 2022-12-21 | 2022-12-15 | BWIN | Laura R. Sherman, as Trustee of the Laura R. Sherman GRAT 2020-1, dated September 30, 2020 | Member of 10% owner group | G - Gift | $0.00 | -2.42M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2022-12-15 | G | D | 2,417,704 | $0.00 | 0 | D By Trust | — | — | (F1) These securities were transferred from Laura R. Sherman to Laura R. Sherman, as Trustee of the Laura R. Sherman Trust, dated April 15, 2019. (F2) These securities are directly held by the Laura R. Sherman Trust, dated April 15, 2019, of which the reporting person serves as the sole trustee and beneficiary. |
| 2 | Common | Class B Common Stock | 2022-12-15 | G | A | 2,417,704 | $0.00 | 2,417,704 | I | — | — | (F1) These securities were transferred from Laura R. Sherman to Laura R. Sherman, as Trustee of the Laura R. Sherman Trust, dated April 15, 2019. |
| 3 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-12-15 | G | A | 2,417,704 | $0.00 | 2,417,704 | I | $0.00 · — to — | 2,417,704 Class A Common Stock | (F1) These securities were transferred from Laura R. Sherman to Laura R. Sherman, as Trustee of the Laura R. Sherman Trust, dated April 15, 2019. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 4 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-12-15 | G | D | 2,417,704 | $0.00 | 0 | D By Trust | $0.00 · — to — | 2,417,704 Class A Common Stock | (F1) These securities were transferred from Laura R. Sherman to Laura R. Sherman, as Trustee of the Laura R. Sherman Trust, dated April 15, 2019. (F2) These securities are directly held by the Laura R. Sherman Trust, dated April 15, 2019, of which the reporting person serves as the sole trustee and beneficiary. (F5) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |