Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2022-12-21 00:00:00 ET · period of report 2022-12-08 · accession 0001214659-22-015173 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-21 | 2022-12-08 | BWIN | Galbraith Daniel | COO, Member of 10% owner group | G - Gift | $0.00 | -1.37M | 0 | -100% | $0 |
| DI | 2022-12-21 | 2022-12-08 | BWIN | Galbraith Daniel | COO, Member of 10% owner group | G - Gift | $0.00 | +1.37M | 1.37M | New | $0 |
| DI | 2022-12-21 | 2022-12-08 | BWIN | Galbraith Daniel | COO, Member of 10% owner group | G - Gift | $0.00 | +1.37M | 1.37M | New | $0 |
| D | 2022-12-21 | 2022-12-08 | BWIN | Galbraith Daniel | COO, Member of 10% owner group | G - Gift | $0.00 | -1.37M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2022-12-08 | G | D | 1,365,244 | $0.00 | 0 | D By Trust | — | — | (F1) These securities were transferred from Daniel A. Galbraith to Daniel A. Galbraith, as Trustee of the Daniel A. Galbraith Revocable Trust, dated July 27, 2020. (F2) These securities are directly held by the Daniel A. Galbraith Revocable Trust, dated July 27, 2020, of which the reporting person is the sole trustee and beneficiary. |
| 2 | Common | Class B Common Stock | 2022-12-08 | G | A | 1,365,244 | $0.00 | 1,365,244 | I | — | — | (F1) These securities were transferred from Daniel A. Galbraith to Daniel A. Galbraith, as Trustee of the Daniel A. Galbraith Revocable Trust, dated July 27, 2020. |
| 3 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-12-08 | G | A | 1,365,244 | $0.00 | 1,365,244 | I | $0.00 · — to — | 1,365,244 Class A Common Stock | (F1) These securities were transferred from Daniel A. Galbraith to Daniel A. Galbraith, as Trustee of the Daniel A. Galbraith Revocable Trust, dated July 27, 2020. (F4) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 4 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2022-12-08 | G | D | 1,365,244 | $0.00 | 0 | D By Trust | $0.00 · — to — | 1,365,244 Class A Common Stock | (F1) These securities were transferred from Daniel A. Galbraith to Daniel A. Galbraith, as Trustee of the Daniel A. Galbraith Revocable Trust, dated July 27, 2020. (F2) These securities are directly held by the Daniel A. Galbraith Revocable Trust, dated July 27, 2020, of which the reporting person is the sole trustee and beneficiary. (F4) Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |