Form 4 for GPUS Hyperscale Data, Inc.
Accepted 2023-01-11 00:00:00 ET · period of report 2023-01-09 · accession 0001214659-23-000539 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-11 | 2023-01-09 | GPUS | CRAGUN KENNETH S | CFO | M - OptEx | $0.00 | +125.0K | 200.0K | +167% | $0 |
| DM | 2023-01-11 | 2023-01-09 | GPUS | CRAGUN KENNETH S | CFO | M - OptEx | $0.00 | -125.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-09 | M | A | 125,000 | $0.00 | 200,000 | D | — | — | |
| 2 | Derivative | Restricted Stock Grant | 2023-01-09 | M | D | 75,000 | $0.00 | 0 | D | — · — to 2023-01-09 | 75,000 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer"). (F4) On May 21, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which initially vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years commencing on May 15, 2022. Effective January 9, 2023, the Issuer approved the acceleration of the vesting of the last six tranches. The final 75,000 shares of the Issuer's common stock were issued on January 9, 2023. |
| 3 | Derivative | Restricted Stock Grant | 2023-01-09 | M | D | 50,000 | $0.00 | 0 | D | — · — to 2023-01-09 | 50,000 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) (the "Issuer"). (F3) On January 8, 2021, Mr. Cragun was granted 100,000 restricted shares of the Issuer's common stock, which initially vest semi-annually on each of May 15 and November 15 in equal tranches on such dates over a period of four (4) years, with the exception of the first tranche of 12,500 which vested on August 24, 2021. Effective January 9, 2023, the Issuer approved the acceleration of the vesting of the last four tranches. The final 50,000 shares of the Issuer's common stock were issued on January 9, 2023. |