Form 4 for JEF Jefferies Financial Group Inc.
Accepted 2023-01-13 00:00:00 ET · period of report 2022-03-16 · accession 0001214659-23-000641 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-01-13 | 2022-03-16+ | JEF | HANDLER RICHARD B | CEO, Dir | G - Gift | $0.00 | -217.0K | 186.1K | -54% | $0 |
| 2023-01-13 | 2023-01-13 | JEF | HANDLER RICHARD B | CEO, Dir | A - Grant | $0.00 | +284.6K | 17.54M | +2% | $0 | |
| M | 2023-01-13 | 2022-03-16+ | JEF | HANDLER RICHARD B | CEO, Dir | G - Gift | $0.00 | +217.0K | 17.46M | +1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-16 | G | D | 7,585 | $0.00 | 0 | I By Reporting Person's 2021 LLC | — | — | (F1) Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9. |
| 2 | Common | Common Stock | 2022-03-16 | G | A | 609,072 | $0.00 | 609,072 | I By Reporting Person's 2021-A Trust | — | — | (F1) Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9. |
| 3 | Common | Common Stock | 2022-03-16 | G | D | 609,072 | $0.00 | 7,585 | I By Reporting Person's 2021 LLC | — | — | (F1) Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9. |
| 4 | Common | Common Stock | 2023-01-13 | A | A | 284,636 | $0.00 | 17,535,522 | D | — | — | (F4) Reporting voluntarily an increase in deferred shares as an anti-dilution adjustment, an event that does not constitute an acquisition and that is exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. |
| 5 | Common | Common Stock | 2023-01-11 | G | A | 413,919 | $0.00 | 17,250,886 | D | — | — | (F2) Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13. |
| 6 | Common | Common Stock | 2023-01-11 | G | D | 413,919 | $0.00 | 195,987 | I | — | — | (F2) Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13. |
| 7 | Common | Common Stock | 2023-01-11 | G | A | 9,951 | $0.00 | 265,751 | I | — | — | (F1) Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9. |
| 8 | Common | Common Stock | 2023-01-11 | G | D | 9,951 | $0.00 | 0 | I By Reporting Person's 2022-A Trust | — | — | (F1) Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9. |
| 9 | Common | Common Stock | 2023-01-11 | G | A | 609,906 | $0.00 | 609,906 | I By Reporting Person's 2012 Trust | — | — | (F1) Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9. |
| 10 | Common | Common Stock | 2023-01-11 | G | D | 609,906 | $0.00 | 9,951 | I By Reporting Person's 2022 LLC | — | — | (F1) Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9. |
| 11 | Common | Common Stock | 2022-12-15 | G | A | 619,857 | $0.00 | 619,857 | I By Reporting Person's 2022-A Trust | — | — | (F3) Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. |
| 12 | Common | Common Stock | 2022-12-15 | G | D | 619,857 | $0.00 | 16,836,967 | D By Reporting Person's 2022 LLC | — | — | (F3) Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. |
| 13 | Common | Common Stock | 2022-03-16 | G | A | 422,958 | $0.00 | 17,456,824 | D By Reporting Person's 2022 LLC | — | — | (F2) Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13. |
| 14 | Common | Common Stock | 2022-03-16 | G | A | 7,585 | $0.00 | 255,800 | I By Reporting Person's 2012 Trust | — | — | (F1) Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9. |
| 15 | Common | Common Stock | 2022-03-16 | G | D | 422,958 | $0.00 | 186,114 | I By Reporting Person's 2021-A Trust | — | — | (F2) Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13. |