Form 4 for LGVN Longeveron Inc.
Accepted 2023-01-30 00:00:00 ET · period of report 2023-01-27 · accession 0001214659-23-001282 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-30 | 2023-01-27 | LGVN | Hare Joshua | CSO, Dir, 10% | S - Sale | $4.28 | -20.0K | 7.79M | -0.3% | -$85.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-27 | S | D | 20,000 | $4.28 | 7,793,263 | D | — | — | (F1) Pursuant to a currently effective Rule 10b5-1 Plan. (F2) The trade was executed in a series of transactions with a price range of $4.13 to $4.56, inclusive. The reporting person undertakes to provide to Longeveron Inc., any security holder of Longeveron Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F4) Includes Restricted Stock Units subject to future vesting. (F3) Amount includes 7,632,902 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock. |