Form 4 for FICO Fair Isaac
Accepted 2023-02-02 00:00:00 ET · period of report 2023-01-31 · accession 0001214659-23-001504 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-02 | 2023-01-31 | FICO | Bowers Thomas A. | EVP | S - Sale+OE | $650.85 | -13.5K | 1,815 | -88% | -$8.78M |
| DM | 2023-02-02 | 2023-01-31 | FICO | Bowers Thomas A. | EVP | M - OptEx | $435.23 | +11.2K | 15.3K | +269% | +$4.86M |
| DM | 2023-02-02 | 2023-01-31 | FICO | Bowers Thomas A. | EVP | M - OptEx | $0.00 | -11.2K | 5,360 | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | S | D | 9,828 | $650.87 | 5,478 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $650.45 to $651.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 2 | Common | Common Stock | 2023-01-31 | M | A | 4,193 | $354.18 | 8,338 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-31 | M | A | 5,362 | $506.91 | 13,700 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-31 | M | A | 1,606 | $407.49 | 15,306 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-31 | S | D | 304 | $652.45 | 4,145 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $652.4150 to $652.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 6 | Common | Common Stock | 2023-01-31 | S | D | 1,029 | $651.86 | 4,449 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $651.46 to $652.3650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 7 | Common | Common Stock | 2023-01-31 | S | D | 2,330 | $650.10 | 1,815 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $650.00 to $650.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 8 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-01-31 | M | D | 1,606 | $0.00 | 4,816 | D | $407.49 · 2022-12-10 to 2028-12-09 | 1,606 Common Stock | |
| 9 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-01-31 | M | D | 4,193 | $0.00 | 1,397 | D | $354.18 · 2020-12-10 to 2026-12-09 | 4,193 Common Stock | |
| 10 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-01-31 | M | D | 5,362 | $0.00 | 5,360 | D | $506.91 · 2021-12-10 to 2027-12-09 | 5,362 Common Stock |