Form 4 for ALZN Alzamend Neuro, Inc.
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-24 · accession 0001214659-23-003255 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-28 | 2023-02-24 | ALZN | Horne William B. | Dir | M - OptEx | $0.00 | +500.0K | 1.00M | +100% | $0 |
| D | 2023-02-28 | 2023-02-24 | ALZN | Horne William B. | Dir | M - OptEx | $0.00 | -500.0K | 1.50M | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-24 | M | A | 500,000 | $0.00 | 1,000,000 | D | — | — | |
| 2 | Derivative | Stock Options (Right to Buy) | 2023-02-24 | M | D | 500,000 | $0.00 | 1,500,000 | D | $0.00 · — to 2026-04-29 | 500,000 Common Stock | (F2) The stock options exercised in this transaction were fully vested and exercisable as of the transaction date. |