Form 4 for IMAX IMAX CORP
Accepted 2023-03-09 00:00:00 ET · period of report 2023-03-07 · accession 0001214659-23-003704 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-09 | 2023-03-07 | IMAX | Fernandes Natasha | CFO | M - OptEx | $0.00 | +9,530 | 2,929 | New | $0 |
| D | 2023-03-09 | 2023-03-07 | IMAX | Fernandes Natasha | CFO | A - Grant | $0.00 | +2,210 | 8,303 | +36% | $0 |
| DM | 2023-03-09 | 2023-03-07 | IMAX | Fernandes Natasha | CFO | F - Tax | $18.43 | -6,286 | 6,093 | -51% | -$115.9K |
| DM | 2023-03-09 | 2023-03-07 | IMAX | Fernandes Natasha | CFO | M - OptEx | $0.00 | -9,530 | 0 | -100% | $0 |
| D | 2023-03-09 | 2023-03-07 | IMAX | Fernandes Natasha | CFO | A - Grant | $0.00 | +20.8K | 20.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common shares | 2023-03-07 | M | A | 7,422 | $0.00 | 11,195 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 2 | Common | common shares | 2023-03-07 | A | A | 2,210 | $0.00 | 8,303 | D | — | — | (F3) Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2020. The shares earned are based on the level of achievement on the EBITDA performance conditions over the three year performance period. |
| 3 | Common | common shares | 2023-03-07 | M | A | 844 | $0.00 | 3,773 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 4 | Common | common shares | 2023-03-07 | M | A | 1,264 | $0.00 | 2,929 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 5 | Common | common shares | 2023-03-07 | F | D | 1,184 | $18.43 | 7,119 | D | — | — | (F4) Ms. Fernandes is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the performance share unit transactions. |
| 6 | Common | common shares | 2023-03-07 | F | D | 5,102 | $18.43 | 6,093 | D | — | — | (F2) Ms. Fernandes is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions. |
| 7 | Derivative | restricted share units | 2023-03-07 | M | D | 844 | $0.00 | 871 | D | $0.00 · — to — | 844 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F11) This represents the number of restricted share units for this transaction only. Ms. Fernandes' aggregate remaining outstanding options, restricted share unit and common share balances following these transactions will be 5,609, 36,492 and 7,119, respectively. (F8) The restricted share units vest and will be converted to common shares in three installments: 844 on each of March 7, 2022 and March 7, 2023 and 871 on March 7, 2024. |
| 8 | Derivative | restricted share units | 2023-03-07 | A | A | 20,777 | $0.00 | 20,777 | D | $0.00 · — to — | 20,777 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F11) This represents the number of restricted share units for this transaction only. Ms. Fernandes' aggregate remaining outstanding options, restricted share unit and common share balances following these transactions will be 5,609, 36,492 and 7,119, respectively. (F10) The restricted share units vest and will be converted to common shares in three installments: 6,925 on each of March 7, 2024 and March 7, 2025 and 6,927 on March 7, 2026. |
| 9 | Derivative | restricted share units | 2023-03-07 | M | D | 7,422 | $0.00 | 14,844 | D | $0.00 · — to — | 7,422 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F11) This represents the number of restricted share units for this transaction only. Ms. Fernandes' aggregate remaining outstanding options, restricted share unit and common share balances following these transactions will be 5,609, 36,492 and 7,119, respectively. (F9) The restricted share units vest and will be converted to common shares in three equal installments on each of first three anniversaries of the grant date. |
| 10 | Derivative | restricted share units | 2023-03-07 | M | D | 1,264 | $0.00 | 0 | D | $0.00 · — to — | 1,264 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F11) This represents the number of restricted share units for this transaction only. Ms. Fernandes' aggregate remaining outstanding options, restricted share unit and common share balances following these transactions will be 5,609, 36,492 and 7,119, respectively. (F7) The restricted share units vest and will be converted to common shares in three installments: 1,263 on each of March 7, 2021 and March 7, 2022 and 1,264 on March 7, 2023. |