Form 4 for IMAX IMAX CORP
Accepted 2023-03-09 00:00:00 ET · period of report 2023-03-07 · accession 0001214659-23-003708 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-09 | 2023-03-07 | IMAX | Tu Denny | CMO | M - OptEx | $0.00 | +17.1K | 21.6K | +382% | $0 |
| DM | 2023-03-09 | 2023-03-07 | IMAX | Tu Denny | CMO | F - Tax | $18.43 | -9,588 | 20.3K | -32% | -$176.7K |
| D | 2023-03-09 | 2023-03-07 | IMAX | Tu Denny | CMO | A - Grant | $0.00 | +9,127 | 29.5K | +45% | $0 |
| DM | 2023-03-09 | 2023-03-07 | IMAX | Tu Denny | CMO | M - OptEx | $0.00 | -17.1K | 9,896 | -63% | $0 |
| D | 2023-03-09 | 2023-03-07 | IMAX | Tu Denny | CMO | A - Grant | $0.00 | +14.1K | 14.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | common shares | 2023-03-07 | M | A | 4,212 | $0.00 | 13,633 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 2 | Common | common shares | 2023-03-07 | M | A | 1,006 | $0.00 | 14,639 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 3 | Common | common shares | 2023-03-07 | M | A | 3,505 | $0.00 | 18,144 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 4 | Common | common shares | 2023-03-07 | F | D | 3,417 | $18.43 | 26,043 | D | — | — | (F4) Mr. Tu is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the performance share unit transactions. |
| 5 | Common | common shares | 2023-03-07 | M | A | 4,948 | $0.00 | 26,504 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 6 | Common | common shares | 2023-03-07 | F | D | 6,171 | $18.43 | 20,333 | D | — | — | (F2) Mr. Tu is reporting the withholding of common shares by IMAX Corporation to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transactions. |
| 7 | Common | common shares | 2023-03-07 | A | A | 9,127 | $0.00 | 29,460 | D | — | — | (F3) Represents the conversion of vested performance stock units into common shares granted by the Company on March 7, 2020. The shares earned are based on the level of achievement on the EBITDA performance conditions over the three year performance period. |
| 8 | Common | common shares | 2023-03-07 | M | A | 3,412 | $0.00 | 21,556 | D | — | — | (F1) Represents the conversion upon vesting of restricted share units into common shares. |
| 9 | Derivative | restricted share units | 2023-03-07 | M | D | 1,006 | $0.00 | 0 | D | $0.00 · — to — | 1,006 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F12) This represents the number of restricted share units for this transaction only. Mr. Tu's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 14,754, 27,383 and 26,043, respectively. (F8) The restricted share units vest and will be converted to common shares in three installments: 1,005 on each of March 7, 2021 and March 7, 2022 and 1,006 on March 7, 2023. |
| 10 | Derivative | restricted share units | 2023-03-07 | M | D | 3,505 | $0.00 | 0 | D | $0.00 · — to — | 3,505 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F12) This represents the number of restricted share units for this transaction only. Mr. Tu's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 14,754, 27,383 and 26,043, respectively. (F9) The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date. |
| 11 | Derivative | restricted share units | 2023-03-07 | M | D | 3,412 | $0.00 | 3,412 | D | $0.00 · — to — | 3,412 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F12) This represents the number of restricted share units for this transaction only. Mr. Tu's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 14,754, 27,383 and 26,043, respectively. (F10) The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. |
| 12 | Derivative | restricted share units | 2023-03-07 | M | D | 4,212 | $0.00 | 0 | D | $0.00 · — to — | 4,212 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F1) Represents the conversion upon vesting of restricted share units into common shares. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F12) This represents the number of restricted share units for this transaction only. Mr. Tu's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 14,754, 27,383 and 26,043, respectively. (F7) The restricted share units vest and will be converted to common shares in three installments: 4,211 on each of March 7, 2021 and March 7, 2022 and 4,212 on March 7, 2023. |
| 13 | Derivative | restricted share units | 2023-03-07 | M | D | 4,948 | $0.00 | 9,896 | D | $0.00 · — to — | 4,948 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F12) This represents the number of restricted share units for this transaction only. Mr. Tu's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 14,754, 27,383 and 26,043, respectively. (F10) The restricted share units vest and will be converted to common shares in three equal installments on each of the first three anniversaries of the grant date. (F9) The restricted share units vest and will be converted to common shares in two equal installments on each of the first two anniversaries of the grant date. |
| 14 | Derivative | restricted share units | 2023-03-07 | A | A | 14,075 | $0.00 | 14,075 | D | $0.00 · — to — | 14,075 common shares | (F5) Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. (F6) Each restricted share unit is the economic equivalent of one common share of IMAX Corporation. (F12) This represents the number of restricted share units for this transaction only. Mr. Tu's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 14,754, 27,383 and 26,043, respectively. (F11) The restricted share units vest and will be converted to common shares in three installments: 4,691 on each of March 7, 2023 and March 7, 2024 and 4,693 on March 7, 2024. |