Form 4 for DKS DICK'S SPORTING GOODS, INC.
Accepted 2023-03-15 00:00:00 ET · period of report 2023-03-13 · accession 0001214659-23-003861 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-15 | 2023-03-13 | DKS | STACK EDWARD W | Executive COB, Dir, 10% | S - Sale+OE | $144.38 | -159.5K | 10.95M | -1% | -$23.02M |
| D | 2023-03-15 | 2023-03-13 | DKS | STACK EDWARD W | Executive COB, Dir, 10% | M - OptEx | $41.59 | +159.5K | 11.11M | +1% | +$6.63M |
| D | 2023-03-15 | 2023-03-13 | DKS | STACK EDWARD W | Executive COB, Dir, 10% | M - OptEx | $0.00 | -159.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-03-13 | S | D | 123,467 | $144.19 | 10,989,627 | D | — | — | (F3) These sales were executed in a series of transactions with a price range of $143.78 to 144.77, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) Amount includes 9,715,814 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-03-13 | M | A | 159,461 | $41.59 | 11,113,094 | D | — | — | (F1) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by Dick's Sporting Goods, Inc. (the "Company") on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. (F2) Amount includes 9,715,814 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-03-13 | S | D | 35,994 | $145.05 | 10,953,633 | D | — | — | (F4) These sales were executed in a series of transactions with a price range of $144.78 to 145.42, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) Amount includes 9,715,814 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-03-13 | M | D | 159,461 | $0.00 | 0 | D | $41.59 · — to 2023-04-03 | 159,461 Common Stock, par value $0.01 per share | (F1) The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by Dick's Sporting Goods, Inc. (the "Company") on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan. (F5) The option vested in four annual installments on April 3, 2017, 2018, 2019 and 2020. |