Form 4 for BWIN Baldwin Insurance Group, Inc.
Accepted 2023-05-15 00:00:00 ET · period of report 2023-05-11 · accession 0001214659-23-007221 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-15 | 2023-05-11 | BWIN | Valentine John A. | Chief Partnership Off, Member of 10% owner group | G - Gift | $0.00 | +913.7K | 913.7K | New | $0 |
| D | 2023-05-15 | 2023-05-11 | BWIN | Valentine John A. | Chief Partnership Off, Member of 10% owner group | G - Gift | $0.00 | -913.7K | 0 | -100% | $0 |
| DI | 2023-05-15 | 2023-05-11 | BWIN | Valentine John A. | Chief Partnership Off, Member of 10% owner group | G - Gift | $0.00 | +913.7K | 913.7K | New | $0 |
| D | 2023-05-15 | 2023-05-11 | BWIN | Valentine John A. | Chief Partnership Off, Member of 10% owner group | G - Gift | $0.00 | -913.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2023-05-11 | G | A | 913,709 | $0.00 | 913,709 | I | — | — | (F1) These securities were transferred from John A. Valentine to John A. Valentine, as Trustee of the John A. Valentine Revocable Trust, dated March 20, 2023. |
| 2 | Common | Class B Common Stock | 2023-05-11 | G | D | 913,709 | $0.00 | 0 | D By Trust | — | — | (F1) These securities were transferred from John A. Valentine to John A. Valentine, as Trustee of the John A. Valentine Revocable Trust, dated March 20, 2023. (F2) These securities are held by the John A. Valentine Revocable Trust, dated March 20, 2023, of which the reporting person serves as the sole trustee and beneficiary. |
| 3 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2023-05-11 | G | A | 913,709 | $0.00 | 913,709 | I | $0.00 · — to — | 913,709 Class A Common Stock | (F1) These securities were transferred from John A. Valentine to John A. Valentine, as Trustee of the John A. Valentine Revocable Trust, dated March 20, 2023. (F4) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| 4 | Derivative | LLC Units in Baldwin Risk Partners, LLC | 2023-05-11 | G | D | 913,709 | $0.00 | 0 | D By Trust | $0.00 · — to — | 913,709 Class A Common Stock | (F1) These securities were transferred from John A. Valentine to John A. Valentine, as Trustee of the John A. Valentine Revocable Trust, dated March 20, 2023. (F2) These securities are held by the John A. Valentine Revocable Trust, dated March 20, 2023, of which the reporting person serves as the sole trustee and beneficiary. (F4) Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |